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HIS

BLACKROCK HIGH INCM SHS SHS BEN INT
HIS

Delisted

HIS was delisted on the 15th of November, 2013.

Name Holding Trade Value Shares
Change
Change in
Stake
AAM
1
Advisors Asset Management
Colorado
$2.24M +$2.37M +1,040,108 New
Morgan Stanley
2
Morgan Stanley
New York
$718K +$760K +333,714 New
U
3
UBS
Switzerland
$405K +$429K +188,311 New
SFS
4
Shaker Financial Services
Virginia
$383K +$406K +178,129 New
WAM
5
Wolverine Asset Management
Illinois
$340K +$361K +158,240 New
DA
6
Doliver Advisors
Texas
$259K +$275K +120,671 New
Commonwealth Equity Services
7
Commonwealth Equity Services
Massachusetts
$255K +$271K +118,778 New
Neuberger Berman Group
8
Neuberger Berman Group
New York
$132K +$139K +61,215 New
LPL Financial
9
LPL Financial
California
$112K +$119K +52,055 New
HighTower Advisors
10
HighTower Advisors
Illinois
$110K +$117K +51,210 New
Wells Fargo
11
Wells Fargo
California
$98K +$104K +45,454 New
ACM
12
Aviance Capital Management
Florida
$90K +$94.8K +41,631 New
FAAS
13
First Allied Advisory Services
California
$88K +$91.8K +40,284 New
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$86K +$91.4K +40,100 New
PAA
15
Peregrine Asset Advisers
Oregon
$79K +$83.3K +36,559 New
Geode Capital Management
16
Geode Capital Management
Massachusetts
$61K
MFS
17
MSI Financial Services
Massachusetts
$48K +$50.7K +22,262 New
Citigroup
18
Citigroup
New York
$47K +$49.6K +21,786 New
AF
19
Aegis Financial
Virginia
$45K +$47.8K +21,000 New
DLG
20
Daniel L. Goodwin
$45K +$47.8K +21,000 New
Citadel Advisors
21
Citadel Advisors
Florida
$38K +$39.8K +17,459 New
FNT
22
First National Trust
Pennsylvania
$37K +$39.4K +17,275 New
Bank of America
23
Bank of America
North Carolina
$36K +$37.8K +16,574 New
Bank of Montreal
24
Bank of Montreal
Ontario, Canada
$32K +$34.2K +15,000 New
KCG
25
Knight Capital Group
$30K +$31.3K +13,750 New