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HIS

BLACKROCK HIGH INCM SHS SHS BEN INT
HIS

Delisted

HIS was delisted on the 15th of November, 2013.

Name Holding Trade Value Shares
Change
Change in
Stake
SCM
1
Saba Capital Management
New York
$3.41M +$3.38M +1,641,507 New
TAM
2
Third Avenue Management
New York
$1.66M +$1.65M +799,788 New
AAM
3
Advisors Asset Management
Colorado
$1.15M -$1M -487,801 -47%
SIA
4
Sit Investment Associates
Minnesota
$960K +$949K +461,419 New
Morgan Stanley
5
Morgan Stanley
New York
$700K +$5.56K +2,701 +0.8%
WAM
6
Wolverine Asset Management
Illinois
$503K +$172K +83,750 +53%
U
7
UBS
Switzerland
$396K +$4.57K +2,223 +1%
Bank of America
8
Bank of America
North Carolina
$378K +$340K +165,136 +996%
SFS
9
Shaker Financial Services
Virginia
$370K -$671 -326 -0.2%
DA
10
Doliver Advisors
Texas
$282K +$30.4K +14,764 +12%
Commonwealth Equity Services
11
Commonwealth Equity Services
Massachusetts
$230K -$16.9K -8,199 -7%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$144K +$59.7K +29,000 +72%
Neuberger Berman Group
13
Neuberger Berman Group
New York
$127K
LPL Financial
14
LPL Financial
California
$118K +$10.6K +5,162 +10%
PRCM
15
Pine River Capital Management
Minnesota
$115K +$114K +55,431 New
HighTower Advisors
16
HighTower Advisors
Illinois
$102K -$4.14K -2,014 -4%
RFC
17
Regions Financial Corp
Alabama
$94K +$92.6K +45,000 New
ACM
18
Aviance Capital Management
Florida
$85K -$2.01K -976 -2%
FAAS
19
First Allied Advisory Services
California
$82K
Geode Capital Management
20
Geode Capital Management
Massachusetts
$79K
PAA
21
Peregrine Asset Advisers
Oregon
$67K -$8.97K -4,359 -12%
Wells Fargo
22
Wells Fargo
California
$65K -$28.8K -13,983 -31%
RCM
23
Rivernorth Capital Management
Florida
$52K +$51.4K +25,000 New
MFS
24
MSI Financial Services
Massachusetts
$46K +$62 +30 +0.1%
Bank of Montreal
25
Bank of Montreal
Ontario, Canada
$31K