HIO

Western Asset High Income Opportunity Fund
HIO

Overview Fund Activity

85 hedge funds and large institutions have $136M invested in Western Asset High Income Opportunity Fund in 2016 Q3 according to their latest regulatory filings, with 20 funds opening new positions, 37 increasing their positions, 10 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
85
Holders Change
+12
Holders Change %
+16.44%
% of All Funds
2.27%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
20
Increased
37
Reduced
10
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
UBS Group
1
UBS Group
Switzerland
$21.6M
2
RCM
2
Rivernorth Capital Management
Florida
$20.8M
3
Morgan Stanley
3
Morgan Stanley
New York
$22M
4
SCM
4
Saba Capital Management
New York
$4.03M
5
Invesco
5
Invesco
Georgia
$7.94M

Top Sellers

1
LCM
1
Laurion Capital Management
New York
$444K
2
Citigroup
2
Citigroup
New York
$577K
3
CS
3
Credit Suisse
Switzerland
$0
4
COLIM
4
City of London Investment Management
United Kingdom
$723K
5
VKH
5
Virtu KCG Holdings
New York
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
WA
51
WFG Advisors
Texas
$154K +$25.1K +4,982 +19%
Truist Financial
52
Truist Financial
North Carolina
$150K +$150K +29,793 New
ANBT
53
American National Bank & Trust
Texas
$144K +$68.2K +13,507 +90%
GIA
54
Granite Investment Advisors
New Hampshire
$141K +$141K +27,883 New
SI
55
SII Investments
Wisconsin
$126K +$126K +25,050 New
CSIC
56
Clifford Swan Investment Counsel
California
$123K – – –
RJT
57
Raymond James Trust
Florida
$120K +$47.5K +9,397 +65%
PNC Financial Services Group
58
PNC Financial Services Group
Pennsylvania
$92K +$60.1K +11,934 +189%
BEAM
59
Baker Ellis Asset Management
Washington
$92K +$92K +18,124 New
Nuveen Asset Management
60
Nuveen Asset Management
Illinois
$84K +$84K +16,564 New
ICOA
61
Investment Centers of America
North Dakota
$79K +$79K +15,629 New
William Blair & Company
62
William Blair & Company
Illinois
$76K +$76K +14,980 New
HCM
63
Hollencrest Capital Management
California
$75K – – –
IA
64
IFP Advisors
Florida
$64K -$76.4K -15,101 -54%
WA
65
Waverly Advisors
Alabama
$60K – – –
DADC
66
D.A. Davidson & Co
Montana
$58K +$14.4K +2,894 +33%
TA
67
TMD & Associates
Arizona
$54K – – –
OA
68
Oxbow Advisors
Texas
$53K – – –
SSB
69
Sandy Spring Bank
Maryland
$39K +$39K +7,718 New
KA
70
Klingman & Associates
New York
$26K – – –
FNBT
71
FineMark National Bank & Trust
Florida
$23K – – –
VNA
72
Valley National Advisers
Pennsylvania
$17K – – –
GWM
73
Geneos Wealth Management
Colorado
$16K +$131 +27 +0.8%
NFG
74
Next Financial Group
Texas
$14K +$14K +2,849 New
ASN
75
Advisory Services Network
Georgia
$10K +$10K +2,016 New
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3
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