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ESS Tech

100 hedge funds and large institutions have $114M invested in ESS Tech in 2023 Q3 according to their latest regulatory filings, with 20 funds opening new positions, 27 increasing their positions, 27 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

374% more call options, than puts

Call options by funds: $313K | Put options by funds: $66K

100% more first-time investments, than exits

New positions opened: 20 | Existing positions closed: 10

31% more capital invested

Capital invested by funds: $86.9M → $114M (+$27.1M)

11% more funds holding

Funds holding: 90100 (+10)

0.05% more ownership

Funds ownership: 2.55%2.6% (+0.05%)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

0% more repeat investments, than reductions

Existing positions increased: 27 | Existing positions reduced: 27

Holders
100
Holders Change
+10
Holders Change %
+11.11%
% of All Funds
1.59%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
20
Increased
27
Reduced
27
Closed
10
Calls
$313K
Puts
$66K
Net Calls
+$247K
Net Calls Change
-$1K
Name Holding Trade Value Shares
Change
Change in
Stake
SoftBank Group
1
SoftBank Group
Japan
$67.6M
BlackRock
2
BlackRock
New York
$10.6M -$238K -9,766 -3%
Invesco
3
Invesco
Georgia
$9.42M +$3.64M +149,675 +81%
Vanguard Group
4
Vanguard Group
Pennsylvania
$5.69M +$21.7K +894 +0.4%
State Street
5
State Street
Massachusetts
$3.79M +$120K +4,937 +4%
Geode Capital Management
6
Geode Capital Management
Massachusetts
$2.91M +$276K +11,338 +12%
First Trust Advisors
7
First Trust Advisors
Illinois
$1.55M -$68.7K -2,826 -5%
Fidelity Investments
8
Fidelity Investments
Massachusetts
$1.5M -$10.7K -441 -0.8%
Northern Trust
9
Northern Trust
Illinois
$1.32M +$51.5K +2,119 +5%
William Blair & Company
10
William Blair & Company
Illinois
$1.01M -$124K -5,111 -12%
Charles Schwab
11
Charles Schwab
California
$981K +$22.3K +917 +3%
LNWTC
12
Laird Norton Wetherby Trust Company
Washington
$664K
Bank of New York Mellon
13
Bank of New York Mellon
New York
$556K +$16.5K +678 +4%
TI
14
Tidal Investments
Wisconsin
$548K +$473K +19,430 New
N
15
Nuveen
North Carolina
$449K -$44.4K -1,827 -10%
AAP
16
Ardsley Advisory Partners
Connecticut
$376K +$324K +13,333 New
RAM
17
Redmond Asset Management
Virginia
$354K +$146K +6,006 +92%
Morgan Stanley
18
Morgan Stanley
New York
$346K +$35.9K +1,475 +14%
Baird Financial Group
19
Baird Financial Group
Wisconsin
$312K +$107K +4,386 +66%
BCM
20
Bridgeway Capital Management
Texas
$282K
HighTower Advisors
21
HighTower Advisors
Illinois
$261K +$219 +9 +0.1%
Healthcare of Ontario Pension Plan (HOOPP) Trust Fund
22
Healthcare of Ontario Pension Plan (HOOPP) Trust Fund
Ontario, Canada
$249K +$18.8K +774 +10%
RhumbLine Advisers
23
RhumbLine Advisers
Massachusetts
$241K +$6.59K +271 +3%
Bank of America
24
Bank of America
North Carolina
$232K +$59.4K +2,440 +42%
Goldman Sachs
25
Goldman Sachs
New York
$222K -$19.8K -815 -9%

GWH Hedge Fund Activity: Q3 2023 in Review

100 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in ESS Tech (GWH) for Q3 2023, worth a combined $114M — up 31% from $86.9M a quarter earlier.

Buyers outnumbered sellers: 20 funds opened new GWH positions and 10 closed out — a net gain of 10 holders — while 27 added to existing stakes and 27 trimmed.

The largest buyer was Invesco, adding an estimated $3.64M. The largest seller was JP Morgan Chase, cutting an estimated $591K.

  • 100 institutional investors held ESS Tech (GWH) as of Q3 2023, up from 90 in Q2 2023.
  • Funds reported $114M of ESS Tech stock for Q3 2023, up 31% quarter-over-quarter.
  • 20 funds opened new ESS Tech positions in Q3 2023 and 10 closed out, a net change of +10 holders.
  • The largest ESS Tech buyer in Q3 2023 was Invesco, an estimated $3.64M added.
  • The largest ESS Tech seller in Q3 2023 was JP Morgan Chase, an estimated $591K sold.

Based on aggregated 13F filings for Q3 2023.