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ESS Tech

107 hedge funds and large institutions have $156M invested in ESS Tech in 2022 Q4 according to their latest regulatory filings, with 36 funds opening new positions, 26 increasing their positions, 23 reducing their positions, and 21 closing their positions.

New
Increased
Maintained
Reduced
Closed

71% more first-time investments, than exits

New positions opened: 36 | Existing positions closed: 21

14% more funds holding

Funds holding: 94107 (+13)

13% more repeat investments, than reductions

Existing positions increased: 26 | Existing positions reduced: 23

0.06% more ownership

Funds ownership: 2.74%2.8% (+0.06%)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

39% less capital invested

Capital invested by funds: $258M → $156M (-$102M)

92% less call options, than puts

Call options by funds: $138K | Put options by funds: $1.76M

Holders
107
Holders Change
+13
Holders Change %
+13.83%
% of All Funds
1.72%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
36
Increased
26
Reduced
23
Closed
21
Calls
$138K
Puts
$1.76M
Net Calls
-$1.63M
Net Calls Change
-$2.09M
Name Holding Trade Value Shares
Change
Change in
Stake
SoftBank Group
1
SoftBank Group
Japan
$87.4M
BlackRock
2
BlackRock
New York
$11.7M +$657K +12,817 +4%
Invesco
3
Invesco
Georgia
$10.5M +$3.61M +70,429 +32%
Legal & General Group
4
Legal & General Group
United Kingdom
$7.74M +$3.88M +75,566 +55%
Vanguard Group
5
Vanguard Group
Pennsylvania
$7.5M -$705K -13,748 -6%
State Street
6
State Street
Massachusetts
$4.29M +$68.9K +1,344 +1%
KL
7
KIM LLC
Kansas
$4.11M -$57.8K -1,127 -1%
Geode Capital Management
8
Geode Capital Management
Massachusetts
$2.95M +$149K +2,898 +4%
First Trust Advisors
9
First Trust Advisors
Illinois
$2.33M -$104K -2,029 -3%
Fidelity Investments
10
Fidelity Investments
Massachusetts
$1.91M -$9.79K -191 -0.4%
Northern Trust
11
Northern Trust
Illinois
$1.61M +$35.1K +684 +2%
William Blair & Company
12
William Blair & Company
Illinois
$1.51M -$47.9K -934 -2%
VanEck Associates
13
VanEck Associates
New York
$1.19M -$6.87K -134 -0.4%
Charles Schwab
14
Charles Schwab
California
$1.18M +$97.9K +1,909 +6%
LNWTC
15
Laird Norton Wetherby Trust Company
Washington
$859K +$1.21M +23,564 New
JP Morgan Chase
16
JP Morgan Chase
New York
$787K +$886K +17,278 +399%
Bank of America
17
Bank of America
North Carolina
$714K -$607K -11,838 -38%
Squarepoint
18
Squarepoint
New York
$665K +$565K +11,026 +153%
N
19
Nuveen
North Carolina
$605K -$13.3K -260 -2%
Bank of New York Mellon
20
Bank of New York Mellon
New York
$544K +$19.2K +375 +3%
Morgan Stanley
21
Morgan Stanley
New York
$460K +$262K +5,101 +68%
HighTower Advisors
22
HighTower Advisors
Illinois
$335K +$473K +9,231 New
Goldman Sachs
23
Goldman Sachs
New York
$335K -$309K -6,026 -40%
Swiss National Bank
24
Swiss National Bank
Switzerland
$306K
Healthcare of Ontario Pension Plan (HOOPP) Trust Fund
25
Healthcare of Ontario Pension Plan (HOOPP) Trust Fund
Ontario, Canada
$302K -$241K -4,700 -36%

GWH Hedge Fund Activity: Q4 2022 in Review

107 of the 6,221 institutional investors tracked by Wall St. Rank reported a position in ESS Tech (GWH) for Q4 2022, worth a combined $156M — down 39% from $258M a quarter earlier.

Buyers outnumbered sellers: 36 funds opened new GWH positions and 21 closed out — a net gain of 15 holders — while 26 added to existing stakes and 23 trimmed.

The largest buyer was Legal & General Group, adding an estimated $3.88M. The largest seller was Electron Capital Partners, exiting entirely with an estimated $4.47M sold.

  • 107 institutional investors held ESS Tech (GWH) as of Q4 2022, up from 94 in Q3 2022.
  • Funds reported $156M of ESS Tech stock for Q4 2022, down 39% quarter-over-quarter.
  • 36 funds opened new ESS Tech positions in Q4 2022 and 21 closed out, a net change of +15 holders.
  • The largest ESS Tech buyer in Q4 2022 was Legal & General Group, an estimated $3.88M added.
  • The largest ESS Tech seller in Q4 2022 was Electron Capital Partners, an estimated $4.47M sold.

Based on aggregated 13F filings for Q4 2022.