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ESS Tech

58 hedge funds and large institutions have $622M invested in ESS Tech in 2021 Q4 according to their latest regulatory filings, with 45 funds opening new positions, 7 increasing their positions, 4 reducing their positions, and 32 closing their positions.

New
Increased
Maintained
Reduced
Closed

343% more capital invested

Capital invested by funds: $140M → $622M (+$482M)

329% more call options, than puts

Call options by funds: $13.1M | Put options by funds: $3.05M

75% more repeat investments, than reductions

Existing positions increased: 7 | Existing positions reduced: 4

41% more first-time investments, than exits

New positions opened: 45 | Existing positions closed: 32

26% more funds holding

Funds holding: 4658 (+12)

1.38% less ownership

Funds ownership: 3.77%2.39% (-1.4%)

Holders
58
Holders Change
+12
Holders Change %
+26.09%
% of All Funds
0.89%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.02%
New
45
Increased
7
Reduced
4
Closed
32
Calls
$13.1M
Puts
$3.05M
Net Calls
+$10M
Net Calls Change
+$10M
Name Holding Trade Value Shares
Change
Change in
Stake
SoftBank Group
1
SoftBank Group
Japan
$411M +$529M +2,396,913 New
Fidelity Investments
2
Fidelity Investments
Massachusetts
$131M +$168M +762,686 New
Invesco
3
Invesco
Georgia
$18.3M +$23.6M +106,681 New
Vanguard Group
4
Vanguard Group
Pennsylvania
$10.4M +$13.3M +60,378 New
TCA
5
Tortoise Capital Advisors
Kansas
$10.1M +$12.9M +58,597 New
William Blair & Company
6
William Blair & Company
Illinois
$7.82M +$10.1M +45,592 New
BlackRock
7
BlackRock
New York
$7.8M +$10M +45,464 New
Geode Capital Management
8
Geode Capital Management
Massachusetts
$5.37M +$6.52M +29,537 +1,660%
Charles Schwab
9
Charles Schwab
California
$2.85M +$3.67M +16,630 New
Morgan Stanley
10
Morgan Stanley
New York
$2.29M +$2.95M +13,374 New
State Street
11
State Street
Massachusetts
$1.74M +$2.24M +10,153 New
Goldman Sachs
12
Goldman Sachs
New York
$1.68M +$26.9K +122 +1%
Millennium Management
13
Millennium Management
New York
$1.48M -$11.4M -51,621 -86%
CSS
14
Cubist Systematic Strategies
Connecticut
$1.43M +$1.84M +8,315 New
Marshall Wace
15
Marshall Wace
United Kingdom
$1.23M -$11.4M -51,410 -88%
RAM
16
Redmond Asset Management
Virginia
$1.08M +$1.4M +6,317 New
Northern Trust
17
Northern Trust
Illinois
$1.03M +$1.33M +6,004 New
HF
18
HRT Financial
New York
$485K -$147K -666 -19%
Qube Research & Technologies (QRT)
19
Qube Research & Technologies (QRT)
United Kingdom
$479K +$617K +2,794 New
LP
20
LMR Partners
United Kingdom
$456K +$588K +2,660 New
CS
21
Credit Suisse
Switzerland
$447K +$576K +2,606 New
JP Morgan Chase
22
JP Morgan Chase
New York
$373K +$480K +2,174 New
Bank of New York Mellon
23
Bank of New York Mellon
New York
$324K +$418K +1,892 New
Allianz Asset Management
24
Allianz Asset Management
Germany
$284K +$366K +1,655 New
Wolverine Trading
25
Wolverine Trading
Illinois
$273K +$345K +1,562 New

GWH Hedge Fund Activity: Q4 2021 in Review

58 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in ESS Tech (GWH) for Q4 2021, worth a combined $622M — up 343% from $140M a quarter earlier.

Buyers outnumbered sellers: 45 funds opened new GWH positions and 32 closed out — a net gain of 13 holders — while 7 added to existing stakes and 4 trimmed.

The largest buyer was SoftBank Group, opening a new position worth an estimated $529M. The largest seller was Glazer Capital LLC, exiting entirely with an estimated $17.6M sold.

  • 58 institutional investors held ESS Tech (GWH) as of Q4 2021, up from 46 in Q3 2021.
  • Funds reported $622M of ESS Tech stock for Q4 2021, up 343% quarter-over-quarter.
  • 45 funds opened new ESS Tech positions in Q4 2021 and 32 closed out, a net change of +13 holders.
  • The largest ESS Tech buyer in Q4 2021 was SoftBank Group, an estimated $529M added.
  • The largest ESS Tech seller in Q4 2021 was Glazer Capital LLC, an estimated $17.6M sold.

Based on aggregated 13F filings for Q4 2021.