We are live on ! Find out more
GWH icon

ESS Tech

108 hedge funds and large institutions have $69.7M invested in ESS Tech in 2023 Q4 according to their latest regulatory filings, with 19 funds opening new positions, 37 increasing their positions, 22 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

90% more first-time investments, than exits

New positions opened: 19 | Existing positions closed: 10

68% more repeat investments, than reductions

Existing positions increased: 37 | Existing positions reduced: 22

8% more funds holding

Funds holding: 100108 (+8)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

0.24% less ownership

Funds ownership: 2.6%2.36% (-0.24%)

39% less capital invested

Capital invested by funds: $114M → $69.7M (-$44.4M)

71% less call options, than puts

Call options by funds: $47K | Put options by funds: $163K

Holders
108
Holders Change
+8
Holders Change %
+8%
% of All Funds
1.57%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.01%
New
19
Increased
37
Reduced
22
Closed
10
Calls
$47K
Puts
$163K
Net Calls
-$116K
Net Calls Change
-$363K
Name Holding Trade Value Shares
Change
Change in
Stake
Principal Financial Group
76
Principal Financial Group
Iowa
$13.3K
RJFSA
77
Raymond James Financial Services Advisors
Florida
$12.8K
CA
78
Cetera Advisors
Colorado
$12.6K +$15K +739 New
XT
79
XTX Topco
Cayman Islands
$12.2K -$731 -36 -5%
PTC
80
Private Trust Company
Ohio
$12K
CAN
81
Cetera Advisor Networks
California
$11.8K -$1.87K -92 -12%
CWS
82
Cypress Wealth Services
California
$11.4K
WWM
83
Western Wealth Management
Colorado
$11.4K
Janney Montgomery Scott
84
Janney Montgomery Scott
Pennsylvania
$11K
Legal & General Group
85
Legal & General Group
United Kingdom
$9.06K -$2.03K -100 -16%
AB
86
Amalgamated Bank
New York
$9K -$1.14K -56 -10%
AIP
87
Ameritas Investment Partners
Nebraska
$6.9K
GRP
88
Global Retirement Partners
California
$6.24K -$2.03K -100 -18%
Simplex Trading
89
Simplex Trading
Illinois
$6K +$7.47K +368 New
MTIC
90
Missouri Trust & Investment Company
Missouri
$5.7K
PFBT
91
Parkside Financial Bank & Trust
Missouri
$3.99K +$1.34K +66 +40%
SPIA
92
Steward Partners Investment Advisory
New York
$3.42K
US Bancorp
93
US Bancorp
Minnesota
$2K
PS
94
Principal Securities
Iowa
$1.49K +$1.77K +87 New
NA
95
NewEdge Advisors
Louisiana
$1.32K -$508 -25 -25%
WWM
96
Wolff Wiese Magana
California
$1.14K
SSB
97
Sandy Spring Bank
Maryland
$1.03K
CG
98
Cutler Group
California
$1K -$3.17K -156 -70%
BFEC
99
Benjamin F. Edwards & Company
Missouri
$1K
HIA
100
Harbor Investment Advisory
Maryland
$570

GWH Hedge Fund Activity: Q4 2023 in Review

108 of the 6,859 institutional investors tracked by Wall St. Rank reported a position in ESS Tech (GWH) for Q4 2023, worth a combined $69.7M — down 39% from $114M a quarter earlier.

Buyers outnumbered sellers: 19 funds opened new GWH positions and 10 closed out — a net gain of 9 holders — while 37 added to existing stakes and 22 trimmed.

The largest buyer was Jacobs Levy Equity Management, opening a new position worth an estimated $718K. The largest seller was Invesco, cutting an estimated $4.04M.

  • 108 institutional investors held ESS Tech (GWH) as of Q4 2023, up from 100 in Q3 2023.
  • Funds reported $69.7M of ESS Tech stock for Q4 2023, down 39% quarter-over-quarter.
  • 19 funds opened new ESS Tech positions in Q4 2023 and 10 closed out, a net change of +9 holders.
  • The largest ESS Tech buyer in Q4 2023 was Jacobs Levy Equity Management, an estimated $718K added.
  • The largest ESS Tech seller in Q4 2023 was Invesco, an estimated $4.04M sold.

Based on aggregated 13F filings for Q4 2023.