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ESS Tech

102 hedge funds and large institutions have $88.7M invested in ESS Tech in 2023 Q1 according to their latest regulatory filings, with 22 funds opening new positions, 25 increasing their positions, 24 reducing their positions, and 25 closing their positions.

New
Increased
Maintained
Reduced
Closed

4% more repeat investments, than reductions

Existing positions increased: 25 | Existing positions reduced: 24

0.03% less ownership

Funds ownership: 2.8%2.76% (-0.03%)

5% less funds holding

Funds holding: 107102 (-5)

12% less first-time investments, than exits

New positions opened: 22 | Existing positions closed: 25

43% less capital invested

Capital invested by funds: $156M → $88.7M (-$67.5M)

72% less call options, than puts

Call options by funds: $243K | Put options by funds: $866K

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
102
Holders Change
-5
Holders Change %
-4.67%
% of All Funds
1.63%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
22
Increased
25
Reduced
24
Closed
25
Calls
$243K
Puts
$866K
Net Calls
-$623K
Net Calls Change
+$1M
Name Holding Trade Value Shares
Change
Change in
Stake
Royal Bank of Canada
76
Royal Bank of Canada
Ontario, Canada
$8K -$14K -501 -56%
FIA
77
FNY Investment Advisers
New York
$7K +$10.5K +378 New
PFBT
78
Parkside Financial Bank & Trust
Missouri
$3.48K
SCA
79
Stonebridge Capital Advisors
Minnesota
$3.48K +$4.65K +167 New
Federated Hermes
80
Federated Hermes
Pennsylvania
$3.11K +$4.15K +149 New
US Bancorp
81
US Bancorp
Minnesota
$2.43K
Citigroup
82
Citigroup
New York
$1.87K -$975 -35 -28%
MTIC
83
Missouri Trust & Investment Company
Missouri
$1.39K
NHT
84
New Hampshire Trust
New Hampshire
$1.39K
SSB
85
Sandy Spring Bank
Maryland
$1.25K
HI
86
Harbour Investments
Wisconsin
$1.04K
BFEC
87
Benjamin F. Edwards & Company
Missouri
$1K
Citadel Advisors
88
Citadel Advisors
Florida
$969 -$63.6K -2,283 -98%
WAM
89
Wolverine Asset Management
Illinois
$795 +$1.06K +38 New
SPIA
90
Steward Partners Investment Advisory
New York
$570 -$585 -21 -44%
PMEF
91
Point72 Middle East FZE
United Arab Emirates
$452 -$30K -1,076 -98%
JGIA
92
Jackson Grant Investment Advisers
Connecticut
$420
AF
93
Allworth Financial
California
$316
AFG
94
Albion Financial Group
Utah
$278
CCMI
95
Creative Capital Management Investments
California
$278
Commonwealth Equity Services
96
Commonwealth Equity Services
Massachusetts
$172 +$231K +8,296 New
ASN
97
Advisory Services Network
Georgia
$139
AA
98
Ancora Advisors
Ohio
$139 +$195 +7 New
EI
99
Ellevest Inc
New York
$131 +$167 +6 New
FA
100
Financial Avengers
California
$111

GWH Hedge Fund Activity: Q1 2023 in Review

102 of the 6,275 institutional investors tracked by Wall St. Rank reported a position in ESS Tech (GWH) for Q1 2023, worth a combined $88.7M — down 43% from $156M a quarter earlier.

Sellers outnumbered buyers: 25 funds closed out of GWH and 22 opened new positions — a net loss of 3 holders — while 24 trimmed existing stakes and 25 added.

The largest buyer was Mirae Asset Global Investments, opening a new position worth an estimated $2.48M. The largest seller was KIM LLC, exiting entirely with an estimated $4.11M sold.

  • 102 institutional investors held ESS Tech (GWH) as of Q1 2023, down from 107 in Q4 2022.
  • Funds reported $88.7M of ESS Tech stock for Q1 2023, down 43% quarter-over-quarter.
  • 22 funds opened new ESS Tech positions in Q1 2023 and 25 closed out, a net change of -3 holders.
  • The largest ESS Tech buyer in Q1 2023 was Mirae Asset Global Investments, an estimated $2.48M added.
  • The largest ESS Tech seller in Q1 2023 was KIM LLC, an estimated $4.11M sold.

Based on aggregated 13F filings for Q1 2023.