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ESS Tech
GWH

58 hedge funds and large institutions have $622M invested in ESS Tech in 2021 Q4 according to their latest regulatory filings, with 45 funds opening new positions, 7 increasing their positions, 4 reducing their positions, and 32 closing their positions.

New
Increased
Maintained
Reduced
Closed

343% more capital invested

Capital invested by funds: $140M → $622M (+$482M)

329% more call options, than puts

Call options by funds: $13.1M | Put options by funds: $3.05M

75% more repeat investments, than reductions

Existing positions increased: 7 | Existing positions reduced: 4

41% more first-time investments, than exits

New positions opened: 45 | Existing positions closed: 32

26% more funds holding

Funds holding: 46 → 58 (+12)

1.38% less ownership

Funds ownership: 3.77% → 2.39% (-1.4%)

Holders
58
Holders Change
+12
Holders Change %
+26.09%
% of All Funds
0.89%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.02%
New
45
Increased
7
Reduced
4
Closed
32
Calls
$13.1M
Puts
$3.05M
Net Calls
+$10M
Net Calls Change
+$10M

Top Buyers

Rank Fund Capital Flow
1
SoftBank Group
SoftBank Group
Japan
+$529M
2
Fidelity Investments
Fidelity Investments
Massachusetts
+$168M
3
Invesco
Invesco
Georgia
+$23.6M
4
Vanguard Group
Vanguard Group
Pennsylvania
+$13.3M
5
TCA
Tortoise Capital Advisors
Kansas
+$12.9M

Top Sellers

Rank Fund Capital Flow
1
GCL
Glazer Capital LLC
New York
-$17.6M
2
Bank of Montreal
Bank of Montreal
Ontario, Canada
-$12M
3
Millennium Management
Millennium Management
New York
-$11.4M
4
Marshall Wace
Marshall Wace
United Kingdom
-$11.4M
5
ACA
Arena Capital Advisors
California
-$9.96M
Name Holding Trade Value Shares
Change 		Change in
Stake
CM
76
Cohanzick Management
New York
– -$1.09M -7,267 Closed
RA
77
RiverPark Advisors
New York
– -$1.09M -7,267 Closed
BCM
78
Beryl Capital Management
California
– -$1.05M -7,011 Closed
AAP
79
Ardsley Advisory Partners
Connecticut
– -$997K -6,667 Closed
PMAM
80
Picton Mahoney Asset Management
Ontario, Canada
– -$1M -6,666 Closed
WRBC
81
W.R. Berkley Corp
Connecticut
– -$990K -6,602 Closed
AA
82
AQR Arbitrage
Connecticut
– -$782K -5,221 Closed
OAC
83
OMERS Administration Corp
Ontario, Canada
– -$522K -3,486 Closed
AWG
84
Alpha Wave Global
New York
– -$505K -3,365 Closed
CC
85
Centiva Capital
New York
– -$314K -2,096 Closed
Verition Fund Management
86
Verition Fund Management
Connecticut
– -$260K -1,733 Closed
GCM
87
Gladius Capital Management
Illinois
– -$10K -67 Closed
RTL
88
Red Tortoise LLC
Georgia
– -$2K -28 Closed
FDCDDQ
89
Federation des caisses Desjardins du Quebec
Quebec, Canada
– -$2.49K -17 Closed
1 2 3
4

GWH Hedge Fund Activity: Q4 2021 in Review

58 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in ESS Tech (GWH) for Q4 2021, worth a combined $622M — up 343% from $140M a quarter earlier.

Buyers outnumbered sellers: 45 funds opened new GWH positions and 32 closed out — a net gain of 13 holders — while 7 added to existing stakes and 4 trimmed.

The largest buyer was SoftBank Group, opening a new position worth an estimated $529M. The largest seller was Glazer Capital LLC, exiting entirely with an estimated $17.6M sold.

  • 58 institutional investors held ESS Tech (GWH) as of Q4 2021, up from 46 in Q3 2021.
  • Funds reported $622M of ESS Tech stock for Q4 2021, up 343% quarter-over-quarter.
  • 45 funds opened new ESS Tech positions in Q4 2021 and 32 closed out, a net change of +13 holders.
  • The largest ESS Tech buyer in Q4 2021 was SoftBank Group, an estimated $529M added.
  • The largest ESS Tech seller in Q4 2021 was Glazer Capital LLC, an estimated $17.6M sold.

Based on aggregated 13F filings for Q4 2021.