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ESS Tech

102 hedge funds and large institutions have $88.7M invested in ESS Tech in 2023 Q1 according to their latest regulatory filings, with 22 funds opening new positions, 25 increasing their positions, 24 reducing their positions, and 25 closing their positions.

New
Increased
Maintained
Reduced
Closed

4% more repeat investments, than reductions

Existing positions increased: 25 | Existing positions reduced: 24

0.03% less ownership

Funds ownership: 2.8%2.76% (-0.03%)

5% less funds holding

Funds holding: 107102 (-5)

12% less first-time investments, than exits

New positions opened: 22 | Existing positions closed: 25

43% less capital invested

Capital invested by funds: $156M → $88.7M (-$67.5M)

72% less call options, than puts

Call options by funds: $243K | Put options by funds: $866K

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
102
Holders Change
-5
Holders Change %
-4.67%
% of All Funds
1.63%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
22
Increased
25
Reduced
24
Closed
25
Calls
$243K
Puts
$866K
Net Calls
-$623K
Net Calls Change
+$1M
Name Holding Trade Value Shares
Change
Change in
Stake
Zurich Cantonal Bank
51
Zurich Cantonal Bank
Switzerland
$45.2K +$31.6K +1,134 +110%
CWM
52
C2C Wealth Management
Arizona
$43.3K +$66.8K +2,398 New
VOYA Investment Management
53
VOYA Investment Management
Georgia
$43.2K
Two Sigma Advisers
54
Two Sigma Advisers
New York
$37.8K +$50.5K +1,813 New
LPL Financial
55
LPL Financial
California
$32.3K -$14.7K -527 -25%
New York State Common Retirement Fund
56
New York State Common Retirement Fund
New York
$29.2K -$67.6K -2,427 -63%
Wells Fargo
57
Wells Fargo
California
$27.4K +$32.9K +1,180 +861%
Squarepoint
58
Squarepoint
New York
$25.6K -$474K -17,003 -93%
BJL
59
Brighton Jones LLC
Washington
$24.6K
GRP
60
Global Retirement Partners
California
$23.9K +$18.6K +668 +88%
PPW
61
Parcion Private Wealth
Washington
$23.6K
ASRS
62
Arizona State Retirement System
Arizona
$21.6K +$752 +27 +3%
T. Rowe Price Associates
63
T. Rowe Price Associates
Maryland
$20K
AllianceBernstein
64
AllianceBernstein
Tennessee
$18.9K -$23.8K -853 -48%
Janus Henderson Group
65
Janus Henderson Group
United Kingdom
$17.4K +$22.9K +824 New
CAN
66
Cetera Advisor Networks
California
$16.8K +$947 +34 +4%
AB
67
Amalgamated Bank
New York
$15K -$3.15K -113 -13%
HF
68
HRT Financial
New York
$15K +$20.6K +739 New
PTC
69
Private Trust Company
Ohio
$14.6K
Mariner
70
Mariner
Kansas
$14K +$18.6K +669 New
IFG
71
Independent Financial Group
California
$13.9K +$18.6K +667 New
WWM
72
Western Wealth Management
Colorado
$13.9K +$18.6K +667 New
VF
73
VitalStone Financial
Texas
$12K +$251 +9 +50%
TRCT
74
Tower Research Capital (TRC)
New York
$9K -$3.45K -124 -22%
AIP
75
Ameritas Investment Partners
Nebraska
$8.41K

GWH Hedge Fund Activity: Q1 2023 in Review

102 of the 6,275 institutional investors tracked by Wall St. Rank reported a position in ESS Tech (GWH) for Q1 2023, worth a combined $88.7M — down 43% from $156M a quarter earlier.

Sellers outnumbered buyers: 25 funds closed out of GWH and 22 opened new positions — a net loss of 3 holders — while 24 trimmed existing stakes and 25 added.

The largest buyer was Mirae Asset Global Investments, opening a new position worth an estimated $2.48M. The largest seller was KIM LLC, exiting entirely with an estimated $4.11M sold.

  • 102 institutional investors held ESS Tech (GWH) as of Q1 2023, down from 107 in Q4 2022.
  • Funds reported $88.7M of ESS Tech stock for Q1 2023, down 43% quarter-over-quarter.
  • 22 funds opened new ESS Tech positions in Q1 2023 and 25 closed out, a net change of -3 holders.
  • The largest ESS Tech buyer in Q1 2023 was Mirae Asset Global Investments, an estimated $2.48M added.
  • The largest ESS Tech seller in Q1 2023 was KIM LLC, an estimated $4.11M sold.

Based on aggregated 13F filings for Q1 2023.