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ESS Tech
GWH

46 hedge funds and large institutions have $140M invested in ESS Tech in 2021 Q3 according to their latest regulatory filings, with 10 funds opening new positions, 13 increasing their positions, 12 reducing their positions, and 31 closing their positions.

New
Increased
Maintained
Reduced
Closed

8% more repeat investments, than reductions

Existing positions increased: 13 | Existing positions reduced: 12

1.8% less ownership

Funds ownership: 5.58% → 3.77% (-1.8%)

29% less capital invested

Capital invested by funds: $198M → $140M (-$58M)

31% less funds holding

Funds holding: 67 → 46 (-21)

68% less first-time investments, than exits

New positions opened: 10 | Existing positions closed: 31

Holders
46
Holders Change
-21
Holders Change %
-31.34%
% of All Funds
0.81%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
10
Increased
13
Reduced
12
Closed
31
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
GCL
Glazer Capital LLC
New York
+$8.49M
2
TAL
TIG Advisors LLC
New York
+$3.2M
3
WP
Woodline Partners
California
+$3.08M
4
Marshall Wace
Marshall Wace
United Kingdom
+$1.64M
5
Millennium Management
Millennium Management
New York
+$1.61M

Top Sellers

Rank Fund Capital Flow
1
WAM
Weiss Asset Management
Massachusetts
-$12.1M
2
HIM
HGC Investment Management
Ontario, Canada
-$7.06M
3
KC
Kepos Capital
New York
-$5.71M
4
Deutsche Bank
Deutsche Bank
Germany
-$4.95M
5
RCM
Radcliffe Capital Management
Pennsylvania
-$4.95M
Name Holding Trade Value Shares
Change 		Change in
Stake
AAP
26
Ardsley Advisory Partners
Connecticut
$997K – – –
WRBC
27
W.R. Berkley Corp
Connecticut
$990K +$984K +6,602 New
AA
28
AQR Arbitrage
Connecticut
$782K -$49.6K -333 -6%
HF
29
HRT Financial
New York
$523K +$521K +3,495 New
OAC
30
OMERS Administration Corp
Ontario, Canada
$522K +$520K +3,486 New
AWG
31
Alpha Wave Global
New York
$505K +$396K +2,658 +376%
CC
32
Centiva Capital
New York
$314K +$312K +2,096 New
Geode Capital Management
33
Geode Capital Management
Massachusetts
$266K – – –
Verition Fund Management
34
Verition Fund Management
Connecticut
$260K – – –
OPU
35
Omni Partners US
California
$240K +$894 +6 +0.4%
PCM
36
Penserra Capital Management
California
$69K +$2.09K +14 +3%
VanEck Associates
37
VanEck Associates
New York
$67K -$1.49K -10 -2%
TRCT
38
Tower Research Capital (TRC)
New York
$19K +$10.7K +72 +131%
GCM
39
Gladius Capital Management
Illinois
$10K +$9.98K +67 New
Osaic Holdings
40
Osaic Holdings
Arizona
$5K +$5.07K +34 New
JGIA
41
Jackson Grant Investment Advisers
Connecticut
$3K +$2.98K +20 New
FDCDDQ
42
Federation des caisses Desjardins du Quebec
Quebec, Canada
$2.49K +$2.53K +17 New
RTL
43
Red Tortoise LLC
Georgia
$2K +$4.17K +28 New
FA
44
Financial Avengers
California
$1K – – –
Royal Bank of Canada
45
Royal Bank of Canada
Ontario, Canada
$1K +$298 +2 +67%
WAM
46
Weiss Asset Management
Massachusetts
– -$12.1M -81,630 Closed
HIM
47
HGC Investment Management
Ontario, Canada
– -$7.06M -47,540 Closed
MF
48
Magnetar Financial
Illinois
– -$6.42K -43,252 Closed
Deutsche Bank
49
Deutsche Bank
Germany
– -$4.95M -33,333 Closed
RCM
50
Radcliffe Capital Management
Pennsylvania
– -$4.95M -33,333 Closed
1
2
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GWH Hedge Fund Activity: Q3 2021 in Review

46 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in ESS Tech (GWH) for Q3 2021, worth a combined $140M — down 29% from $198M a quarter earlier.

Sellers outnumbered buyers: 31 funds closed out of GWH and 10 opened new positions — a net loss of 21 holders — while 12 trimmed existing stakes and 13 added.

The largest buyer was Glazer Capital LLC, adding an estimated $8.49M. The largest seller was Weiss Asset Management, exiting entirely with an estimated $12.1M sold.

  • 46 institutional investors held ESS Tech (GWH) as of Q3 2021, down from 67 in Q2 2021.
  • Funds reported $140M of ESS Tech stock for Q3 2021, down 29% quarter-over-quarter.
  • 10 funds opened new ESS Tech positions in Q3 2021 and 31 closed out, a net change of -21 holders.
  • The largest ESS Tech buyer in Q3 2021 was Glazer Capital LLC, an estimated $8.49M added.
  • The largest ESS Tech seller in Q3 2021 was Weiss Asset Management, an estimated $12.1M sold.

Based on aggregated 13F filings for Q3 2021.