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Global X Guru Index ETF

45 hedge funds and large institutions have $180M invested in Global X Guru Index ETF in 2014 Q3 according to their latest regulatory filings, with 13 funds opening new positions, 18 increasing their positions, 12 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

160% more first-time investments, than exits

New positions opened: 13 | Existing positions closed: 5

50% more repeat investments, than reductions

Existing positions increased: 18 | Existing positions reduced: 12

22% more funds holding

Funds holding: 3745 (+8)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

0.3% less ownership

Funds ownership: 36.77%36.47% (-0.3%)

2% less capital invested

Capital invested by funds: $183M → $180M (-$3.8M)

Holders
45
Holders Change
+8
Holders Change %
+21.62%
% of All Funds
1.31%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.06%
New
13
Increased
18
Reduced
12
Closed
5
Calls
$937K
Puts
Net Calls
+$937K
Net Calls Change
+$937K
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$44.9M -$9.02M -341,716 -17%
BC
2
Brinker Capital
Pennsylvania
$24.6M -$2.26M -85,542 -8%
NYLIM
3
New York Life Investment Management
New York
$21.9M +$261K +9,893 +1%
PNAA
4
Pictet North America Advisors
Switzerland
$19.7M -$281K -10,646 -1%
EK
5
Evensky & Katz
Florida
$10M +$10.1M +381,401 New
Bank of America
6
Bank of America
North Carolina
$9.88M -$25.9K -981 -0.3%
Fifth Third Bancorp
7
Fifth Third Bancorp
Ohio
$8.29M -$6.5M -246,268 -44%
LPL Financial
8
LPL Financial
California
$6.9M -$231K -8,763 -3%
CCMH
9
Cornerstone Capital Management Holdings
New York
$6.88M +$261K +9,893 +4%
Cambridge Investment Research Advisors
10
Cambridge Investment Research Advisors
Iowa
$3.97M +$1.12M +42,580 +39%
U
11
UBS
Switzerland
$2.85M +$1.14M +43,097 +66%
VF
12
Virtu Financial
New York
$2.52M +$1.82M +69,040 +259%
CWM
13
Concert Wealth Management
California
$2.06M -$34.5K -1,309 -2%
MFS
14
MSI Financial Services
Massachusetts
$1.58M +$225K +8,525 +17%
PFG
15
Pacific Financial Group
Washington
$1.28M +$1.27M +48,131 +12,733%
Jane Street
16
Jane Street
New York
$1.22M +$531K +20,121 +76%
Susquehanna International Group
17
Susquehanna International Group
Pennsylvania
$1.2M +$16.3K +616 +1%
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$1.17M +$1.13M +42,777 +2,631%
SB
19
Suntrust Banks
Georgia
$849K -$27.5K -1,043 -3%
BPCE
20
Bank Pictet & Cie (Europe)
Germany
$762K -$2.95M -111,771 -79%
RIL
21
Rothschild Investment LLC
Illinois
$710K +$712K +26,964 New
Wells Fargo
22
Wells Fargo
California
$685K +$687K +26,044 New
JMPWA
23
JP Morgan Private Wealth Advisors
California
$577K +$50.1K +1,900 +9%
RJA
24
Raymond James & Associates
Florida
$548K +$550K +20,824 New
Citigroup
25
Citigroup
New York
$524K +$41.5K +1,573 +9%

GURU Hedge Fund Activity: Q3 2014 in Review

45 of the 3,448 institutional investors tracked by Wall St. Rank reported a position in Global X Guru Index ETF (GURU) for Q3 2014, worth a combined $180M — down 2.1% from $183M a quarter earlier.

Buyers outnumbered sellers: 13 funds opened new GURU positions and 5 closed out — a net gain of 8 holders — while 18 added to existing stakes and 12 trimmed.

The largest buyer was Evensky & Katz, opening a new position worth an estimated $10.1M. The largest seller was Morgan Stanley, cutting an estimated $9.02M.

  • 45 institutional investors held Global X Guru Index ETF (GURU) as of Q3 2014, up from 37 in Q2 2014.
  • Funds reported $180M of Global X Guru Index ETF stock for Q3 2014, down 2.1% quarter-over-quarter.
  • 13 funds opened new Global X Guru Index ETF positions in Q3 2014 and 5 closed out, a net change of +8 holders.
  • The largest Global X Guru Index ETF buyer in Q3 2014 was Evensky & Katz, an estimated $10.1M added.
  • The largest Global X Guru Index ETF seller in Q3 2014 was Morgan Stanley, an estimated $9.02M sold.

Based on aggregated 13F filings for Q3 2014.