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Global X Guru Index ETF

30 hedge funds and large institutions have $124M invested in Global X Guru Index ETF in 2013 Q4 according to their latest regulatory filings, with 20 funds opening new positions, 8 increasing their positions, 1 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

700% more repeat investments, than reductions

Existing positions increased: 8 | Existing positions reduced: 1

567% more first-time investments, than exits

New positions opened: 20 | Existing positions closed: 3

114% more funds holding

Funds holding: 1430 (+16)

100% more funds holding in top 10

Funds holding in top 10: 12 (+1)

58% more capital invested

Capital invested by funds: $78.6M → $124M (+$45.7M)

22.02% less ownership

Funds ownership: 52.74%30.71% (-22%)

Holders
30
Holders Change
+16
Holders Change %
+114.29%
% of All Funds
0.87%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.06%
New
20
Increased
8
Reduced
1
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$49.4M +$2.61M +107,843 +6%
BC
2
Brinker Capital
Pennsylvania
$24.8M +$1.86M +76,795 +9%
PNAA
3
Pictet North America Advisors
Switzerland
$20.4M +$19.3M +795,420 New
LPL Financial
4
LPL Financial
California
$6.84M +$1.08M +44,774 +20%
PFG
5
Pacific Financial Group
Washington
$5.58M +$5.28M +217,848 New
Bank of America
6
Bank of America
North Carolina
$4.59M +$2.06M +85,178 +91%
Cambridge Investment Research Advisors
7
Cambridge Investment Research Advisors
Iowa
$2.96M +$2.8M +115,426 New
CWM
8
Concert Wealth Management
California
$2.27M +$120K +4,942 +6%
GHF
9
Good Harbor Financial
Illinois
$1.7M +$1.6M +66,200 New
U
10
UBS
Switzerland
$871K +$823K +34,005 New
BRWA
11
B. Riley Wealth Advisors
Florida
$778K +$736K +30,391 New
AWA
12
Arete Wealth Advisors
Illinois
$656K +$621K +25,625 New
Susquehanna International Group
13
Susquehanna International Group
Pennsylvania
$432K +$408K +16,867 New
JMPWA
14
JP Morgan Private Wealth Advisors
California
$391K +$369K +15,250 New
MFS
15
MSI Financial Services
Massachusetts
$351K +$228K +9,395 +218%
SC
16
Scotia Capital
Ontario, Canada
$297K +$281K +11,595 New
SB
17
Suntrust Banks
Georgia
$280K +$266K +10,971 New
Ameriprise
18
Ameriprise
Minnesota
$274K +$268K +11,075 New
WA
19
WFG Advisors
Texas
$250K +$236K +9,753 New
JP Morgan Chase
20
JP Morgan Chase
New York
$247K +$233K +9,630 New
ICAS
21
Investors Capital Advisory Services
Massachusetts
$206K +$195K +8,050 New
LTFS
22
Ladenburg Thalmann Financial Services
Florida
$182K +$17K +701 +11%
Citigroup
23
Citigroup
New York
$181K +$171K +7,050 New
AIG
24
American International Group
New York
$166K -$366K -15,093 -70%
Royal Bank of Canada
25
Royal Bank of Canada
Ontario, Canada
$106K +$101K +4,150 New

GURU Hedge Fund Activity: Q4 2013 in Review

30 of the 3,447 institutional investors tracked by Wall St. Rank reported a position in Global X Guru Index ETF (GURU) for Q4 2013, worth a combined $124M — up 58% from $78.6M a quarter earlier.

Buyers outnumbered sellers: 20 funds opened new GURU positions and 3 closed out — a net gain of 17 holders — while 8 added to existing stakes and 1 trimmed.

The largest buyer was Pacific Financial Group, opening a new position worth an estimated $5.28M. The largest seller was Virtu KCG Holdings, exiting entirely with an estimated $827K sold.

  • 30 institutional investors held Global X Guru Index ETF (GURU) as of Q4 2013, up from 14 in Q3 2013.
  • Funds reported $124M of Global X Guru Index ETF stock for Q4 2013, up 58% quarter-over-quarter.
  • 20 funds opened new Global X Guru Index ETF positions in Q4 2013 and 3 closed out, a net change of +17 holders.
  • The largest Global X Guru Index ETF buyer in Q4 2013 was Pacific Financial Group, an estimated $5.28M added.
  • The largest Global X Guru Index ETF seller in Q4 2013 was Virtu KCG Holdings, an estimated $827K sold.

Based on aggregated 13F filings for Q4 2013.