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Global X Guru Index ETF

38 hedge funds and large institutions have $210M invested in Global X Guru Index ETF in 2014 Q1 according to their latest regulatory filings, with 14 funds opening new positions, 16 increasing their positions, 7 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

133% more first-time investments, than exits

New positions opened: 14 | Existing positions closed: 6

129% more repeat investments, than reductions

Existing positions increased: 16 | Existing positions reduced: 7

69% more capital invested

Capital invested by funds: $124M → $210M (+$85.9M)

27% more funds holding

Funds holding: 3038 (+8)

9.54% more ownership

Funds ownership: 30.71%40.25% (+9.5%)

50% less funds holding in top 10

Funds holding in top 10: 21 (-1)

Holders
38
Holders Change
+8
Holders Change %
+26.67%
% of All Funds
1.1%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.03%
New
14
Increased
16
Reduced
7
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$51.3M +$3.69M +147,896 +8%
Fifth Third Bancorp
2
Fifth Third Bancorp
Ohio
$46.6M +$47M +1,887,727 New
BC
3
Brinker Capital
Pennsylvania
$25.1M +$1.14M +45,585 +5%
PNAA
4
Pictet North America Advisors
Switzerland
$19.2M -$488K -19,562 -2%
NYLIM
5
New York Life Investment Management
New York
$15M +$15.2M +609,408 New
Bank of America
6
Bank of America
North Carolina
$10.4M +$6.05M +242,753 +135%
Envestnet Asset Management
7
Envestnet Asset Management
Illinois
$7.05M +$7.12M +285,530 +176,253%
LPL Financial
8
LPL Financial
California
$6.85M +$253K +10,169 +4%
BPCE
9
Bank Pictet & Cie (Europe)
Germany
$6.32M +$6.38M +256,119 New
CCMH
10
Cornerstone Capital Management Holdings
New York
$5.63M +$5.68M +228,101 New
Cambridge Investment Research Advisors
11
Cambridge Investment Research Advisors
Iowa
$2.73M -$124K -4,992 -4%
CWM
12
Concert Wealth Management
California
$2.15M -$18.9K -760 -0.9%
GHF
13
Good Harbor Financial
Illinois
$1.65M +$17.7K +711 +1%
U
14
UBS
Switzerland
$1.38M +$541K +21,708 +64%
PI
15
Placemark Investments
Illinois
$1.15M +$1.16M +46,598 New
MFS
16
MSI Financial Services
Massachusetts
$1.03M +$700K +28,083 +205%
SC
17
Scotia Capital
Ontario, Canada
$890K +$610K +24,465 +211%
OC
18
Oppenheimer & Co
New York
$843K +$851K +34,135 New
SB
19
Suntrust Banks
Georgia
$797K +$531K +21,310 +194%
VKH
20
Virtu KCG Holdings
New York
$722K +$729K +29,257 New
JMPWA
21
JP Morgan Private Wealth Advisors
California
$538K +$163K +6,531 +43%
HNB
22
Huntington National Bank
Ohio
$522K
Citigroup
23
Citigroup
New York
$465K +$293K +11,769 +167%
BPC
24
Banque Pictet & Cie
Switzerland
$338K +$341K +13,700 New
SAM
25
Silvercrest Asset Management
New York
$306K +$309K +12,385 New

GURU Hedge Fund Activity: Q1 2014 in Review

38 of the 3,464 institutional investors tracked by Wall St. Rank reported a position in Global X Guru Index ETF (GURU) for Q1 2014, worth a combined $210M — up 69% from $124M a quarter earlier.

Buyers outnumbered sellers: 14 funds opened new GURU positions and 6 closed out — a net gain of 8 holders — while 16 added to existing stakes and 7 trimmed.

The largest buyer was Fifth Third Bancorp, opening a new position worth an estimated $47M. The largest seller was Pacific Financial Group, cutting an estimated $5.43M.

  • 38 institutional investors held Global X Guru Index ETF (GURU) as of Q1 2014, up from 30 in Q4 2013.
  • Funds reported $210M of Global X Guru Index ETF stock for Q1 2014, up 69% quarter-over-quarter.
  • 14 funds opened new Global X Guru Index ETF positions in Q1 2014 and 6 closed out, a net change of +8 holders.
  • The largest Global X Guru Index ETF buyer in Q1 2014 was Fifth Third Bancorp, an estimated $47M added.
  • The largest Global X Guru Index ETF seller in Q1 2014 was Pacific Financial Group, an estimated $5.43M sold.

Based on aggregated 13F filings for Q1 2014.