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Northern Trust Morningstar Global Upstream Natural Resources ETF

Name Holding Trade Value Shares
Change
Change in
Stake
TWA
76
TCI Wealth Advisors
Arizona
$21K
AA
77
AlphaMark Advisors
Kentucky
$15K
AA
78
Apriem Advisors
California
$15K +$15K +537 New
MA
79
MCF Advisors
Kentucky
$10K +$10.2K +363 New
AP
80
Advisors Preferred
Maryland
$9K +$9.01K +322 New
IFA
81
Interactive Financial Advisors
Illinois
$8K +$56 +2 +0.7%
AG
82
Advisor Group
Arizona
$6K
PMFA
83
Plante Moran Financial Advisors
Michigan
$6K
WTB
84
Washington Trust Bank
Washington
$6K
ZB
85
Zions Bancorporation
Utah
$6K +$5.68K +203 New
DBT
86
Dubuque Bank & Trust
Iowa
$5K
Creative Planning
87
Creative Planning
Kansas
$4K -$8.39K -300 -71%
FTUS
88
Flow Traders U.S.
New York
$3K +$2.8K +100 New
HR
89
Howe & Rusling
New York
$2K +$1.51K +54 New
SBL
90
Sargent Bickham Lagudis
Colorado
$1K
TIM
91
Tortoise Investment Management
New York
$1K +$867 +31 New
Mackenzie Financial
92
Mackenzie Financial
Ontario, Canada
-$1.24M -45,000 Closed
Envestnet Asset Management
93
Envestnet Asset Management
Illinois
-$1.01M -36,880 Closed
SG Americas Securities
94
SG Americas Securities
New York
-$752K -27,306 Closed
PO
95
Private Ocean
California
-$46K -1,686 Closed
JFA
96
JNBA Financial Advisors
Minnesota
-$21K -767 Closed
S
97
SignatureFD
Georgia
-$21K -767 Closed
SEI Investments
98
SEI Investments
Pennsylvania
-$20K -714 Closed
JP Morgan Chase
99
JP Morgan Chase
New York
-$16K -565 Closed
LYV
100
Live Your Vision
Pennsylvania
-$4K -150 Closed