SG Americas Securities’s FlexShares Global Upstream Natural Resources Index Fund GUNR Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2017 Q3	–	Sell	-6,588	Closed	-$188K	–	3002
2017 Q2	$188K	Buy	+6,588	New	+$188K	﹤0.01%	2181
2016 Q4	–	Sell	-27,306	Closed	-$752K	–	2748
2016 Q3	$752K	Sell	27,306 -17,389	-39%	-$479K	0.01%	1233
2016 Q2	$1.18M	Buy	+44,695	New	+$1.18M	0.01%	1063