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Northern Trust Morningstar Global Upstream Natural Resources ETF

Name Holding Trade Value Shares
Change
Change in
Stake
Northern Trust
1
Northern Trust
Illinois
$1.28B -$68.7M -3,094,735 -6%
VA
2
Valmark Advisers
Ohio
$133M -$5.04M -226,807 -4%
QI
3
QS Investors
New York
$43.5M +$7.48M +336,937 +23%
COI
4
Connable Office Inc
Michigan
$15.9M +$13.4M +602,512 +1,100%
Bank of America
5
Bank of America
North Carolina
$15.6M +$4.7M +211,666 +49%
DCC
6
Dow Chemical Company
Michigan
$10.4M
TAT
7
TD Ameritrade Trust
Colorado
$10.3M -$207K -9,313 -2%
LFA
8
Landmark Financial Advisors
Kentucky
$8.68M +$2.1M +94,416 +36%
MWP
9
Moller Wealth Partners
$5.74M +$917K +41,261 +21%
OMC
10
Old Mission Capital
Illinois
$5.67M +$4.27M +192,422 +462%
NB
11
Nicolet Bankshares
Wisconsin
$5.49M -$89.3K -4,018 -2%
Morgan Stanley
12
Morgan Stanley
New York
$5.49M +$1.98M +89,021 +65%
VCM
13
Versant Capital Management
Arizona
$5.43M +$800K +36,024 +19%
CWM
14
Cedar Wealth Management
California
$4.84M +$269K +12,125 +6%
Citadel Advisors
15
Citadel Advisors
Florida
$3.31M -$4.47M -201,037 -59%
Wells Fargo
16
Wells Fargo
California
$2.65M +$195K +8,766 +9%
UBS Group
17
UBS Group
Switzerland
$2.24M -$1.69M -75,857 -45%
LFG
18
LifePlan Financial Group
Ohio
$1.71M +$102K +4,597 +7%
RJA
19
Raymond James & Associates
Florida
$1.61M +$1.48M +66,508 New
F
20
Filament
Washington
$1.51M +$47.7K +2,149 +4%
CL
21
CPWM LLC
Washington
$1.4M -$48K -2,162 -4%
LS
22
Lattice Strategies
Pennsylvania
$1.15M +$802K +36,105 +322%
PNC
23
Park National Corp
Ohio
$1.03M -$532K -23,936 -36%
LPL Financial
24
LPL Financial
California
$815K +$104K +4,700 +16%
LNB
25
Ledyard National Bank
$486K -$163K -7,345 -27%