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GS ActiveBeta US Small Cap Equity ETF

71 hedge funds and large institutions have $319M invested in GS ActiveBeta US Small Cap Equity ETF in 2023 Q1 according to their latest regulatory filings, with 7 funds opening new positions, 23 increasing their positions, 33 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

6% less capital invested

Capital invested by funds: $341M → $319M (-$21.9M)

8% less funds holding

Funds holding: 7771 (-6)

15.59% less ownership

Funds ownership: 305.78%290.19% (-16%)

30% less repeat investments, than reductions

Existing positions increased: 23 | Existing positions reduced: 33

36% less first-time investments, than exits

New positions opened: 7 | Existing positions closed: 11

50% less funds holding in top 10

Funds holding in top 10: 42 (-2)

Holders
71
Holders Change
-6
Holders Change %
-7.79%
% of All Funds
1.13%
Holding in Top 10
2
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-50%
% of All Funds
0.03%
New
7
Increased
23
Reduced
33
Closed
11
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
1
LPL Financial
California
$37.7M -$14.4M -251,533 -27%
Betterment LLC
2
Betterment LLC
New York
$31M +$2.11M +36,771 +7%
ANBT
3
American National Bank & Trust
Texas
$28.4M +$3.5M +60,973 +14%
Goldman Sachs
4
Goldman Sachs
New York
$21.3M -$23.7K -413 -0.1%
1WM
5
1900 Wealth Management
Texas
$20.6M +$937K +16,334 +5%
Envestnet Asset Management
6
Envestnet Asset Management
Illinois
$18.5M -$5.07M -88,505 -21%
Bank of America
7
Bank of America
North Carolina
$18.3M +$1.02M +17,728 +6%
RPSA
8
Richard P. Slaughter Associates
Texas
$15.8M -$545K -9,513 -3%
FFA
9
First Foundation Advisors
California
$10.9M +$1.67M +29,068 +17%
HCA
10
Heck Capital Advisors
Wisconsin
$10.2M +$284K +4,956 +3%
Morgan Stanley
11
Morgan Stanley
New York
$9.36M -$1.13M -19,702 -10%
GLR
12
Great Lakes Retirement
Ohio
$8.89M +$115K +2,001 +1%
RJA
13
Raymond James & Associates
Florida
$7.91M +$2.2M +38,339 +37%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$7M +$1.4M +24,431 +24%
Susquehanna International Group
15
Susquehanna International Group
Pennsylvania
$5.96M +$4.49M +78,283 +269%
HPA
16
High Probability Advisors
New York
$5.9M +$658K +11,468 +12%
IA
17
IFP Advisors
Florida
$5.32M -$1.25M -21,713 -16%
FFN
18
Focus Financial Network
Minnesota
$4.61M +$3.39M +59,178 +248%
RJFSA
19
Raymond James Financial Services Advisors
Florida
$4.61M +$3.61M +62,904 +313%
SFS
20
Strategic Financial Services
New York
$4.48M -$305K -5,318 -6%
CA
21
Cetera Advisors
Colorado
$4.16M -$26.7K -465 -0.6%
HZ
22
Hixon Zuercher
Ohio
$3.88M -$44.4K -774 -1%
Cetera Investment Advisers
23
Cetera Investment Advisers
Illinois
$2.95M -$1.13M -19,787 -27%
LW
24
Linscomb Wealth
Texas
$2.54M -$24.7K -430 -0.9%
CAN
25
Cetera Advisor Networks
California
$2.26M -$738K -12,868 -24%

GSSC Hedge Fund Activity: Q1 2023 in Review

71 of the 6,275 institutional investors tracked by Wall St. Rank reported a position in GS ActiveBeta US Small Cap Equity ETF (GSSC) for Q1 2023, worth a combined $319M — down 6.4% from $341M a quarter earlier.

Sellers outnumbered buyers: 11 funds closed out of GSSC and 7 opened new positions — a net loss of 4 holders — while 33 trimmed existing stakes and 23 added.

The largest buyer was Susquehanna International Group, adding an estimated $4.49M. The largest seller was LPL Financial, cutting an estimated $14.4M.

  • 71 institutional investors held GS ActiveBeta US Small Cap Equity ETF (GSSC) as of Q1 2023, down from 77 in Q4 2022.
  • Funds reported $319M of GS ActiveBeta US Small Cap Equity ETF stock for Q1 2023, down 6.4% quarter-over-quarter.
  • 7 funds opened new GS ActiveBeta US Small Cap Equity ETF positions in Q1 2023 and 11 closed out, a net change of -4 holders.
  • The largest GS ActiveBeta US Small Cap Equity ETF buyer in Q1 2023 was Susquehanna International Group, an estimated $4.49M added.
  • The largest GS ActiveBeta US Small Cap Equity ETF seller in Q1 2023 was LPL Financial, an estimated $14.4M sold.

Based on aggregated 13F filings for Q1 2023.