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GS ActiveBeta US Small Cap Equity ETF

62 hedge funds and large institutions have $336M invested in GS ActiveBeta US Small Cap Equity ETF in 2021 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 37 increasing their positions, 15 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

147% more repeat investments, than reductions

Existing positions increased: 37 | Existing positions reduced: 15

67% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 3

15.76% more ownership

Funds ownership: 244.47%260.24% (+16%)

3% more capital invested

Capital invested by funds: $326M → $336M (+$10.6M)

0% more funds holding

Funds holding: 6262 (0)

50% less funds holding in top 10

Funds holding in top 10: 42 (-2)

Holders
62
Holders Change
Holders Change %
0%
% of All Funds
1.09%
Holding in Top 10
2
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-50%
% of All Funds
0.04%
New
5
Increased
37
Reduced
15
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
1
LPL Financial
California
$54M +$3.48M +54,743 +7%
Betterment LLC
2
Betterment LLC
New York
$28.3M +$2.22M +34,928 +8%
ANBT
3
American National Bank & Trust
Texas
$27.6M +$232K +3,641 +0.8%
Bank of America
4
Bank of America
North Carolina
$26.2M +$22.6K +356 +0.1%
RIG
5
Roosevelt Investment Group
New York
$21.9M -$55.3K -869 -0.2%
Envestnet Asset Management
6
Envestnet Asset Management
Illinois
$18.1M +$4.5M +70,717 +33%
Goldman Sachs
7
Goldman Sachs
New York
$18M +$5.58M +87,823 +44%
1WM
8
1900 Wealth Management
Texas
$17.6M +$335K +5,275 +2%
RPSA
9
Richard P. Slaughter Associates
Texas
$17.5M +$369K +5,809 +2%
Morgan Stanley
10
Morgan Stanley
New York
$12.1M +$2.53M +39,787 +26%
HCA
11
Heck Capital Advisors
Wisconsin
$8.99M +$357K +5,616 +4%
Commonwealth Equity Services
12
Commonwealth Equity Services
Massachusetts
$8.04M +$6.62M +104,047 +442%
CW
13
CreativeOne Wealth
Kansas
$7.21M -$1.53M -24,137 -17%
IA
14
IFP Advisors
Florida
$5.48M +$1.3M +20,431 +31%
Osaic Holdings
15
Osaic Holdings
Arizona
$5.19M +$855K +13,447 +20%
ACM
16
Avalon Capital Management
California
$4.96M -$4.46M -70,174 -47%
HPA
17
High Probability Advisors
New York
$4.8M +$205K +3,223 +4%
GF
18
Gries Financial
Ohio
$4.39M -$5.02K -79 -0.1%
HZ
19
Hixon Zuercher
Ohio
$3.79M +$163K +2,559 +4%
SIA
20
SkyView Investment Advisors
New Jersey
$3.26M +$24.9K +391 +0.8%
FTUS
21
Flow Traders U.S.
New York
$3.15M +$1.92M +30,231 +153%
FFA
22
First Foundation Advisors
California
$2.99M +$306K +4,816 +11%
RJA
23
Raymond James & Associates
Florida
$2.82M +$246K +3,861 +9%
RHP
24
Royal Harbor Partners
Texas
$2.61M -$2.51M -39,525 -49%
GM
25
GeoWealth Management
Illinois
$2.55M -$7.19M -113,127 -74%

GSSC Hedge Fund Activity: Q3 2021 in Review

62 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in GS ActiveBeta US Small Cap Equity ETF (GSSC) for Q3 2021, worth a combined $336M — up 3.3% from $326M a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new GSSC positions and 3 closed out — a net gain of 2 holders — while 37 added to existing stakes and 15 trimmed.

The largest buyer was Commonwealth Equity Services, adding an estimated $6.62M. The largest seller was GeoWealth Management, cutting an estimated $7.19M.

  • 62 institutional investors held GS ActiveBeta US Small Cap Equity ETF (GSSC) as of Q3 2021, unchanged from Q2 2021.
  • Funds reported $336M of GS ActiveBeta US Small Cap Equity ETF stock for Q3 2021, up 3.3% quarter-over-quarter.
  • 5 funds opened new GS ActiveBeta US Small Cap Equity ETF positions in Q3 2021 and 3 closed out, a net change of +2 holders.
  • The largest GS ActiveBeta US Small Cap Equity ETF buyer in Q3 2021 was Commonwealth Equity Services, an estimated $6.62M added.
  • The largest GS ActiveBeta US Small Cap Equity ETF seller in Q3 2021 was GeoWealth Management, an estimated $7.19M sold.

Based on aggregated 13F filings for Q3 2021.