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GS ActiveBeta US Small Cap Equity ETF

20 hedge funds and large institutions have $49.4M invested in GS ActiveBeta US Small Cap Equity ETF in 2019 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 5 increasing their positions, 6 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

67% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 3

15% more capital invested

Capital invested by funds: $43.1M → $49.4M (+$6.26M)

11% more funds holding

Funds holding: 1820 (+2)

7.33% more ownership

Funds ownership: 47.59%54.93% (+7.3%)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

17% less repeat investments, than reductions

Existing positions increased: 5 | Existing positions reduced: 6

Holders
20
Holders Change
+2
Holders Change %
+11.11%
% of All Funds
0.44%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.04%
New
5
Increased
5
Reduced
6
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
ANBT
1
American National Bank & Trust
Texas
$14M +$167K +3,820 +1%
Bank of America
2
Bank of America
North Carolina
$10.9M -$383K -8,742 -3%
BHWA
3
Beacon Harbor Wealth Advisors
Virginia
$6.78M +$6.78M +154,780 New
Betterment LLC
4
Betterment LLC
New York
$4.38M
RJFSA
5
Raymond James Financial Services Advisors
Florida
$3.06M -$265K -6,042 -8%
IC
6
Inscription Capital
Texas
$2.89M -$1.14M -25,992 -28%
Goldman Sachs
7
Goldman Sachs
New York
$1.85M -$139K -3,184 -7%
LPL Financial
8
LPL Financial
California
$1.61M +$210K +4,805 +15%
Jane Street
9
Jane Street
New York
$1.34M +$1.34M +30,552 New
BTS
10
BB&T Securities
Virginia
$777K +$418K +9,540 +115%
Susquehanna International Group
11
Susquehanna International Group
Pennsylvania
$565K -$460K -10,497 -45%
PAG
12
Private Advisor Group
New Jersey
$441K +$441K +10,072 New
MA
13
Mutual Advisors
Nebraska
$347K
FAIM
14
Financial Advocates Investment Management
Washington
$235K -$208K -4,744 -47%
Citigroup
15
Citigroup
New York
$73K +$54.6K +1,248 +306%
Carson Wealth (CWM LLC)
16
Carson Wealth (CWM LLC)
Nebraska
$60K
UBS Group
17
UBS Group
Switzerland
$50K +$32.2K +736 +177%
SPIA
18
Steward Partners Investment Advisory
New York
$11K +$11.5K +262 New
Northwestern Mutual Wealth Management
19
Northwestern Mutual Wealth Management
Wisconsin
$9K
JP Morgan Chase
20
JP Morgan Chase
New York
$6K +$5.65K +129 New
SI
21
Stephens Inc
Arkansas
-$237K -5,345 Closed
Fidelity Investments
22
Fidelity Investments
Massachusetts
-$46K -1,046 Closed
Wells Fargo
23
Wells Fargo
California
-$44 -1 Closed

GSSC Hedge Fund Activity: Q3 2019 in Review

20 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in GS ActiveBeta US Small Cap Equity ETF (GSSC) for Q3 2019, worth a combined $49.4M — up 15% from $43.1M a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new GSSC positions and 3 closed out — a net gain of 2 holders — while 5 added to existing stakes and 6 trimmed.

The largest buyer was Beacon Harbor Wealth Advisors, opening a new position worth an estimated $6.78M. The largest seller was Inscription Capital, cutting an estimated $1.14M.

  • 20 institutional investors held GS ActiveBeta US Small Cap Equity ETF (GSSC) as of Q3 2019, up from 18 in Q2 2019.
  • Funds reported $49.4M of GS ActiveBeta US Small Cap Equity ETF stock for Q3 2019, up 15% quarter-over-quarter.
  • 5 funds opened new GS ActiveBeta US Small Cap Equity ETF positions in Q3 2019 and 3 closed out, a net change of +2 holders.
  • The largest GS ActiveBeta US Small Cap Equity ETF buyer in Q3 2019 was Beacon Harbor Wealth Advisors, an estimated $6.78M added.
  • The largest GS ActiveBeta US Small Cap Equity ETF seller in Q3 2019 was Inscription Capital, an estimated $1.14M sold.

Based on aggregated 13F filings for Q3 2019.