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iPath Series B Carbon Exchange-Traded Notes

Name Holding Trade Value Shares
Change
Change in
Stake
Barclays
1
Barclays
United Kingdom
$25.5M +$20.5M +857,934 +429%
CWM
2
CIBC World Markets
New York
$1.95M +$3.58M +150,000 New
FTUS
3
Flow Traders U.S.
New York
$937K +$461K +19,338 +99%
Susquehanna International Group
4
Susquehanna International Group
Pennsylvania
$916K +$125K +5,259 +16%
AF
5
Allworth Financial
California
$55K – – –
Morgan Stanley
6
Morgan Stanley
New York
$12.1K +$3.58K +150 +43%
GRP
7
Global Retirement Partners
California
$10.3K – – –
HWA
8
HHM Wealth Advisors
Tennessee
$8.45K – – –
AWM
9
Ameliora Wealth Management
Switzerland
$7.46K – – –
UBS Group
10
UBS Group
Switzerland
$6.35K +$6.27K +263 New
Jane Street
11
Jane Street
New York
– -$580K -18,911 Closed
HighTower Advisors
12
HighTower Advisors
Illinois
– -$544K -17,707 Closed
STA
13
Summit Trail Advisors
New York
– -$230K -7,500 Closed
SS
14
Sunbelt Securities
Texas
– -$85K -2,770 Closed
Osaic Holdings
15
Osaic Holdings
Arizona
– -$43K -1,400 Closed
LC
16
Lindbrook Capital
California
– -$21.5K -700 Closed
Simplex Trading
17
Simplex Trading
Illinois
– -$10.8K -453 -96%
SSB
18
Sandy Spring Bank
Maryland
– -$614 -20 Closed