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iPath Series B Carbon Exchange-Traded Notes

Name Holding Trade Value Shares
Change
Change in
Stake
Jane Street
1
Jane Street
New York
$4.98M +$5.4M +165,632 New
FTUS
2
Flow Traders U.S.
New York
$2.77M +$3.01M +92,220 New
MI
3
MMCAP International
Cayman Islands
$2.35M – – –
Susquehanna International Group
4
Susquehanna International Group
Pennsylvania
$859K +$931K +28,558 New
WC
5
Westwind Capital
New Mexico
$642K +$696K +21,351 New
Belvedere Trading
6
Belvedere Trading
Illinois
$582K -$48.5K -1,486 -7%
Osaic Holdings
7
Osaic Holdings
Arizona
$435K +$209K +6,402 +79%
GEM
8
Global Endowment Management
North Carolina
$412K – – –
AWE
9
Avidian Wealth Enterprises
Texas
$378K +$156K +4,774 +61%
CAN
10
Cetera Advisor Networks
California
$317K +$344K +10,534 New
TF
11
Trek Financial
Arizona
$315K -$1.62M -49,660 -83%
Rockefeller Capital Management
12
Rockefeller Capital Management
New York
$290K +$204K +6,254 +184%
SWM
13
Spire Wealth Management
Virginia
$93K -$625K -19,170 -86%
Simplex Trading
14
Simplex Trading
Illinois
$66K +$69.9K +2,143 +3,297%
Wells Fargo
15
Wells Fargo
California
$60K +$65.2K +2,000 New
FAG
16
Fortitude Advisory Group
Washington
$44K – – –
LC
17
Lindbrook Capital
California
$27K +$13K +400 +80%
UBS Group
18
UBS Group
Switzerland
$25K -$31.8K -976 -54%
Barclays
19
Barclays
United Kingdom
$11K +$12.1K +371 New
Group One Trading
20
Group One Trading
Illinois
$6K +$6.52K +200 New
HWA
21
HHM Wealth Advisors
Tennessee
$3K – – –
SSB
22
Sandy Spring Bank
Maryland
$1K – – –
Wolverine Trading
23
Wolverine Trading
Illinois
– -$241K -7,400 Closed
SC
24
Scotia Capital
Ontario, Canada
– -$204K -6,448 Closed
Royal Bank of Canada
25
Royal Bank of Canada
Ontario, Canada
– -$4K -135 Closed