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iPath Series B Carbon Exchange-Traded Notes

Name Holding Trade Value Shares
Change
Change in
Stake
MI
1
MMCAP International
Cayman Islands
$1.76M +$1.55M +78,025 New
FTUS
2
Flow Traders U.S.
New York
$1.63M +$1.43M +72,157 New
TF
3
Trek Financial
Arizona
$941K +$829K +41,736 New
Aviva
4
Aviva
United Kingdom
$620K +$546K +27,490 New
Belvedere Trading
5
Belvedere Trading
Illinois
$484K +$473K +23,849 New
GEM
6
Global Endowment Management
North Carolina
$309K +$272K +13,700 New
Osaic Holdings
7
Osaic Holdings
Arizona
$124K +$109K +5,500 New
Rockefeller Capital Management
8
Rockefeller Capital Management
New York
$76K +$67.5K +3,400 New
UBS Group
9
UBS Group
Switzerland
$16K +$14.4K +723 New
SWM
10
Spire Wealth Management
Virginia
$11K +$9.93K +500 New
Jane Street
11
Jane Street
New York
– -$1.35M -80,615 Closed
AC
12
Amitell Capital
Singapore
– -$361K -21,570 Closed