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GLU

Gabelli Utility & Income Trust

Name Holding Trade Value Shares
Change
Change in
Stake
SIA
1
Sit Investment Associates
Minnesota
$3.06M -$483K -33,782 -13%
Morgan Stanley
2
Morgan Stanley
New York
$1.97M -$358K -25,046 -15%
PFS
3
Prospera Financial Services
Texas
$577K +$175K +12,221 +42%
Osaic Holdings
4
Osaic Holdings
Arizona
$561K +$30.8K +2,150 +6%
LPL Financial
5
LPL Financial
California
$493K +$859 +60 +0.2%
AAM
6
Advisors Asset Management
Colorado
$473K -$23.4K -1,636 -5%
Wells Fargo
7
Wells Fargo
California
$368K -$28.4K -1,987 -7%
NA
8
NewEdge Advisors
Louisiana
$254K +$50.4K +3,520 +24%
RJA
9
Raymond James & Associates
Florida
$244K -$17.4K -1,214 -7%
SWM
10
SeaCrest Wealth Management
New York
$204K +$55.8K +3,900 +37%
SPC
11
Sigma Planning Corp
Michigan
$194K +$4.31K +301 +2%
Commonwealth Equity Services
12
Commonwealth Equity Services
Massachusetts
$160K -$13.3K -928 -8%
WAM
13
Wolverine Asset Management
Illinois
$148K +$151K +10,527 New
UBS Group
14
UBS Group
Switzerland
$128K -$121K -8,491 -48%
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$70K +$157 +11 +0.2%
Rockefeller Capital Management
16
Rockefeller Capital Management
New York
$43K
Bank of America
17
Bank of America
North Carolina
$15.5K
SWM
18
Sanctuary Wealth Management
Idaho
$15.5K +$15.7K +1,100 New
CAS
19
Coppell Advisory Solutions
Texas
$7.57K +$7.68K +537 New
CASC
20
Coppell Advisory Solutions Corp
Texas
$7.57K +$7.68K +537 New
GCIA
21
Gabelli & Co Investment Advisers
New York
-$6.81M -486,810 Closed
IAMOG
22
Investors Asset Management of Georgia
Georgia
-$60K -4,324 Closed