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GLU

Gabelli Utility & Income Trust

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$4.53M -$300K -17,030 -7%
GCIA
2
Gabelli & Co Investment Advisers
New York
$4.49M +$96K +5,439 +2%
CL
3
CSS LLC
Illinois
$3.12M +$49.5K +2,807 +2%
1CP
4
1607 Capital Partners
Virginia
$1.68M +$355K +20,125 +29%
CA
5
Cornerstone Advisors
North Carolina
$1.39M +$107K +6,071 +9%
MC
6
Matisse Capital
Oregon
$1.15M +$181K +10,265 +20%
ZA
7
Zazove Associates
Nevada
$564K
FIMG
8
Financial & Investment Management Group
Michigan
$462K -$19K -1,075 -4%
UBS Group
9
UBS Group
Switzerland
$461K +$47.9K +2,715 +12%
WAM
10
Wolverine Asset Management
Illinois
$328K +$312K +17,677 New
PFS
11
Prospera Financial Services
Texas
$286K
Bank of America
12
Bank of America
North Carolina
$285K +$47K +2,663 +21%
HighTower Advisors
13
HighTower Advisors
Illinois
$219K -$282 -16 -0.1%
ICOA
14
Investment Centers of America
North Dakota
$209K +$4.53K +257 +2%
Wells Fargo
15
Wells Fargo
California
$193K +$88.1K +4,992 +92%
HPC
16
HM Payson & Co
Maine
$186K
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$79K -$25.5K -1,448 -25%
TJHA
18
Thomas J. Herzfeld Advisors
Florida
$27K
GWM
19
Geneos Wealth Management
Colorado
$24K
AG
20
Advisor Group
Arizona
$9K
LTFS
21
Ladenburg Thalmann Financial Services
Florida
$5K
LCM
22
Landscape Capital Management
New Jersey
-$402K -23,941 Closed
Citigroup
23
Citigroup
New York
-$127K -7,572 Closed
SFS
24
Sowell Financial Services
Arkansas
-$17K -990 Closed
TRCT
25
Tower Research Capital (TRC)
New York
-$3K -200 Closed