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GLU

Gabelli Utility & Income Trust

Name Holding Trade Value Shares
Change
Change in
Stake
GCIA
1
Gabelli & Co Investment Advisers
New York
$7.85M +$1.7M +97,362 +25%
Morgan Stanley
2
Morgan Stanley
New York
$2.6M -$78.3K -4,490 -3%
SIA
3
Sit Investment Associates
Minnesota
$640K +$692K +39,691 New
Osaic Holdings
4
Osaic Holdings
Arizona
$621K -$27K -1,550 -4%
AAM
5
Advisors Asset Management
Colorado
$574K -$13.9K -796 -2%
PFS
6
Prospera Financial Services
Texas
$464K +$152K +8,711 +43%
LPL Financial
7
LPL Financial
California
$441K +$103K +5,897 +28%
Wells Fargo
8
Wells Fargo
California
$434K
UBS Group
9
UBS Group
Switzerland
$366K +$30.4K +1,741 +8%
RJA
10
Raymond James & Associates
Florida
$313K +$14K +800 +4%
SPC
11
Sigma Planning Corp
Michigan
$223K +$3.84K +220 +2%
Commonwealth Equity Services
12
Commonwealth Equity Services
Massachusetts
$220K -$8.47K -486 -3%
NA
13
NewEdge Advisors
Louisiana
$213K +$24.4K +1,400 +12%
SWM
14
SeaCrest Wealth Management
New York
$124K -$61K -3,500 -31%
IAMOG
15
Investors Asset Management of Georgia
Georgia
$102K +$110K +6,324 New
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$80K
Rockefeller Capital Management
17
Rockefeller Capital Management
New York
$49K +$53.6K +3,071 New
Bank of America
18
Bank of America
North Carolina
$31K +$6.4K +367 +24%
FAG
19
Fortitude Advisory Group
Washington
-$67K -3,439 Closed
AA
20
Addison Advisors
Vermont
-$27K -1,393 Closed
TRCT
21
Tower Research Capital (TRC)
New York
-$2K -100 Closed
Fidelity Investments
22
Fidelity Investments
Massachusetts
+$17 +1 New