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Clough Global Opportunities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$21.4M +$1.25M +243,278 +6%
RCM
2
Rivernorth Capital Management
Florida
$15.2M +$3.36M +653,395 +27%
Sit Investment Associates
3
Sit Investment Associates
Minnesota
$12.6M +$166K +32,224 +1%
Saba Capital Management
4
Saba Capital Management
New York
$11.8M +$38.4K +7,451 +0.3%
Private Advisor Group
5
Private Advisor Group
New Jersey
$3.03M +$358K +69,451 +13%
Penserra Capital Management
6
Penserra Capital Management
California
$2.98M +$3.14M +610,594 New
MP
7
Mangrove Partners
Connecticut
$2.79M -$3.92M -760,446 -57%
Capstone Investment Advisors
8
Capstone Investment Advisors
New York
$2.74M +$410K +79,698 +17%
MC
9
Matisse Capital
Oregon
$2.46M – – –
CC
10
CF Capital
Massachusetts
$2.29M +$716K +138,992 +42%
AC
11
Almitas Capital
California
$2.06M -$172K -33,346 -7%
SFS
12
Shaker Financial Services
Virginia
$1.29M +$86.9K +16,884 +7%
BI
13
Bulldog Investors
New Jersey
$1.24M – – –
Allspring Global Investments
14
Allspring Global Investments
North Carolina
$1.16M – – –
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$1.03M +$189K +36,748 +21%
Wealth Enhancement Advisory Services
16
Wealth Enhancement Advisory Services
Minnesota
$725K -$10.5K -2,036 -1%
Verition Fund Management
17
Verition Fund Management
Connecticut
$712K +$750K +145,605 New
Guggenheim Capital
18
Guggenheim Capital
Illinois
$658K +$175K +34,017 +34%
BBPWM
19
Blue Bell Private Wealth Management
Pennsylvania
$633K +$65.9K +12,805 +11%
RL
20
RPO LLC
Connecticut
$545K – – –
Osaic Holdings
21
Osaic Holdings
Arizona
$245K +$245K +47,521 +1,915%
Raymond James Financial
22
Raymond James Financial
Florida
$209K -$5.97K -1,159 -3%
Commonwealth Equity Services
23
Commonwealth Equity Services
Massachusetts
$205K -$7.54K -1,464 -3%
SWM
24
SeaCrest Wealth Management
New York
$199K -$101K -19,533 -32%
Aptus Capital Advisors
25
Aptus Capital Advisors
Alabama
$189K – – –