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GLO

Clough Global Opportunities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$16.2M +$720K +89,485 +5%
RCM
2
Rivernorth Capital Management
Florida
$8.31M +$7.67M +953,742 New
AAM
3
Advisors Asset Management
Colorado
$6.88M +$433K +53,891 +7%
SIA
4
Sit Investment Associates
Minnesota
$6.85M +$4.66M +579,749 +281%
Morgan Stanley
5
Morgan Stanley
New York
$5.04M -$323K -40,131 -6%
Rockefeller Capital Management
6
Rockefeller Capital Management
New York
$2.27M -$25.1K -3,120 -1%
Wells Fargo
7
Wells Fargo
California
$1.75M -$170K -21,091 -10%
MC
8
Matisse Capital
Oregon
$1.72M
RJFSA
9
Raymond James Financial Services Advisors
Florida
$1.52M +$22.7K +2,824 +2%
PAG
10
Private Advisor Group
New Jersey
$1.41M +$58.3K +7,250 +5%
Lazard Asset Management
11
Lazard Asset Management
New York
$1.15M
GC
12
Guggenheim Capital
Illinois
$1.09M +$302K +37,549 +43%
PPA
13
Parametric Portfolio Associates
Washington
$1.08M +$12.2K +1,523 +1%
AA
14
AQR Arbitrage
Connecticut
$756K +$254K +31,536 +57%
CL
15
CSS LLC
Illinois
$618K +$13.7K +1,706 +2%
UBS Group
16
UBS Group
Switzerland
$449K -$5.16K -642 -1%
RJA
17
Raymond James & Associates
Florida
$449K +$138K +17,199 +50%
SFS
18
Shaker Financial Services
Virginia
$401K -$518K -64,465 -58%
Osaic Holdings
19
Osaic Holdings
Arizona
$394K -$69.6K -8,657 -16%
Royal Bank of Canada
20
Royal Bank of Canada
Ontario, Canada
$356K -$2.7K -336 -0.8%
CF
21
Centaurus Financial
California
$342K +$6.48K +806 +2%
Commonwealth Equity Services
22
Commonwealth Equity Services
Massachusetts
$340K -$37.5K -4,660 -11%
CIBC Private Wealth Group
23
CIBC Private Wealth Group
Georgia
$335K
Thrivent Financial for Lutherans
24
Thrivent Financial for Lutherans
Minnesota
$332K +$10.5K +1,309 +4%
BlackRock
25
BlackRock
New York
$240K