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GLO

Clough Global Opportunities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$24.3M +$1.97M +194,848 +10%
SIA
2
Sit Investment Associates
Minnesota
$13M +$1.67M +165,416 +16%
AAM
3
Advisors Asset Management
Colorado
$8.41M -$192K -19,028 -2%
RCM
4
Rivernorth Capital Management
Florida
$6.69M -$3.98M -393,917 -40%
Morgan Stanley
5
Morgan Stanley
New York
$5.53M -$278K -27,543 -5%
Wells Fargo
6
Wells Fargo
California
$4.33M +$2.3M +228,051 +141%
CA
7
Cornerstone Advisors
North Carolina
$3.91M +$1.41M +139,711 +66%
Rockefeller Capital Management
8
Rockefeller Capital Management
New York
$2.91M +$82K +8,116 +3%
GC
9
Guggenheim Capital
Illinois
$2.21M +$461K +45,664 +30%
MC
10
Matisse Capital
Oregon
$2.16M
RJFSA
11
Raymond James Financial Services Advisors
Florida
$2.14M +$108K +10,638 +6%
PAG
12
Private Advisor Group
New Jersey
$1.79M -$16.7K -1,650 -1%
AA
13
AQR Arbitrage
Connecticut
$1.61M +$53.9K +5,330 +4%
Lazard Asset Management
14
Lazard Asset Management
New York
$1.47M
PPA
15
Parametric Portfolio Associates
Washington
$1.36M -$12.3K -1,215 -1%
SFS
16
Shaker Financial Services
Virginia
$1.22M -$107K -10,611 -9%
LCM
17
Landscape Capital Management
New Jersey
$897K +$815K +80,698 New
Invesco
18
Invesco
Georgia
$870K +$453K +44,834 +134%
CL
19
CSS LLC
Illinois
$810K +$13K +1,286 +2%
Osaic Holdings
20
Osaic Holdings
Arizona
$768K +$154K +15,275 +28%
RJA
21
Raymond James & Associates
Florida
$710K +$131K +12,994 +26%
Commonwealth Equity Services
22
Commonwealth Equity Services
Massachusetts
$545K +$102K +10,094 +26%
Thrivent Financial for Lutherans
23
Thrivent Financial for Lutherans
Minnesota
$537K +$92.1K +9,112 +23%
Royal Bank of Canada
24
Royal Bank of Canada
Ontario, Canada
$495K +$92K +9,109 +26%
UBS Group
25
UBS Group
Switzerland
$462K -$40.7K -4,029 -9%