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Clough Global Opportunities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Klingman & Associates
51
Klingman & Associates
New York
$24K – – –
SignatureFD
52
SignatureFD
Georgia
$21K – – –
Smithfield Trust
53
Smithfield Trust
Pennsylvania
$19K – – –
MSI Financial Services
54
MSI Financial Services
Massachusetts
$10K -$6.25K -665 -38%
IIC
55
Integrated Investment Consultants
Michigan
$10K – – –
WP
56
WealthPLAN Partners
Nebraska
$7.94K +$16K +1,700 New
PNC Financial Services Group
57
PNC Financial Services Group
Pennsylvania
$6K – – –
IFP Advisors
58
IFP Advisors
Florida
$6K +$5.63K +599 New
Penserra Capital Management
59
Penserra Capital Management
California
$5K – – –
CBT
60
Central Bank & Trust
Kentucky
$3K – – –
Ladenburg Thalmann Financial Services
61
Ladenburg Thalmann Financial Services
Florida
$2K – – –
MassMutual Private Wealth & Trust
62
MassMutual Private Wealth & Trust
Connecticut
$1.2K +$1.21K +129 New
Tower Research Capital (TRC)
63
Tower Research Capital (TRC)
New York
$1K +$958 +102 New
SFG
64
SevenBridge Financial Group
Pennsylvania
$1K +$1.12K +119 New
Parametric Portfolio Associates
65
Parametric Portfolio Associates
Washington
– -$3.51M -366,196 Closed
GFM
66
Gramercy Funds Management
Connecticut
– -$882K -92,118 Closed
SFS
67
Shaker Financial Services
Virginia
– -$464K -48,421 Closed
CCM
68
Coe Capital Management
Illinois
– -$287K -30,000 Closed
FIMG
69
Financial & Investment Management Group
Michigan
– -$157K -16,385 Closed
AIG
70
American International Group
New York
– -$148K -15,400 Closed
Susquehanna International Group
71
Susquehanna International Group
Pennsylvania
– -$100K -10,395 Closed
Thrivent Financial for Lutherans
72
Thrivent Financial for Lutherans
Minnesota
– -$5K -500 Closed