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Clough Global Opportunities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Stifel Financial
26
Stifel Financial
Missouri
$231K -$93K -9,805 -26%
Wedbush Securities
27
Wedbush Securities
California
$189K -$7.77K -819 -3%
1WA
28
180 Wealth Advisors
Washington
$176K – – –
Steward Partners Investment Advisory
29
Steward Partners Investment Advisory
New York
$158K +$3.89K +410 +2%
AQR Arbitrage
30
AQR Arbitrage
Connecticut
$143K +$164K +17,321 New
Millennium Management
31
Millennium Management
New York
$134K +$56.7K +5,980 +58%
Ameriprise
32
Ameriprise
Minnesota
$118K +$15.1K +1,596 +13%
Carson Wealth (CWM LLC)
33
Carson Wealth (CWM LLC)
Nebraska
$107K +$123K +13,012 New
IFP Advisors
34
IFP Advisors
Florida
$103K -$4.4K -464 -4%
First Allied Advisory Services
35
First Allied Advisory Services
California
$95K -$8.86K -934 -8%
HCM
36
Hollencrest Capital Management
California
$91K -$104K -11,000 -50%
IFWM
37
Institute for Wealth Management
Colorado
$89K +$102K +10,754 New
Susquehanna International Group
38
Susquehanna International Group
Pennsylvania
$88K +$101K +10,671 New
HighTower Advisors
39
HighTower Advisors
Illinois
$86K – – –
Janney Montgomery Scott
40
Janney Montgomery Scott
Pennsylvania
$84K – – –
KA
41
Kovack Advisors
Florida
$82K – – –
BWP
42
Baldwin Wealth Partners
Massachusetts
$64K – – –
QCIG
43
Quad-Cities Investment Group
Iowa
$59K +$1.91K +201 +3%
Citigroup
44
Citigroup
New York
$33K – – –
MGO One Seven
45
MGO One Seven
Ohio
$21K +$24.7K +2,602 New
SWM
46
SeaCrest Wealth Management
New York
$14K – – –
BWA
47
Burt Wealth Advisors
Maryland
$6K – – –
Ladenburg Thalmann Financial Services
48
Ladenburg Thalmann Financial Services
Florida
$6K +$4.51K +476 +238%
Geneos Wealth Management
49
Geneos Wealth Management
Colorado
$3K – – –
KL
50
KWMG LLC
Kansas
$3K – – –