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GLO

Clough Global Opportunities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
26
LPL Financial
California
$288K +$103K +8,267 +55%
HCM
27
Hollencrest Capital Management
California
$276K -$290K -23,215 -50%
AIG
28
American International Group
New York
$180K +$6.25K +500 +3%
RTS
29
Round Table Services
New Jersey
$170K +$176K +14,100 New
SFS
30
Shaker Financial Services
Virginia
$148K -$910K -72,837 -86%
AA
31
Ancora Advisors
Ohio
$123K +$128K +10,200 New
BFEC
32
Benjamin F. Edwards & Company
Missouri
$38K -$6.65K -532 -14%
KA
33
Klingman & Associates
New York
$31K
S
34
SignatureFD
Georgia
$28K
PAM
35
Panagora Asset Management
Massachusetts
$28K +$6.7K +536 +30%
PNC Financial Services Group
36
PNC Financial Services Group
Pennsylvania
$18K +$10K +802 +126%
NFG
37
Next Financial Group
Texas
$18K +$18.8K +1,500 New
MSFP
38
Mark Sheptoff Financial Planning
Connecticut
$12K
MFS
39
MSI Financial Services
Massachusetts
$6K
Thrivent Financial for Lutherans
40
Thrivent Financial for Lutherans
Minnesota
$6K
Citigroup
41
Citigroup
New York
$4K -$100 -8 -3%
TRCT
42
Tower Research Capital (TRC)
New York
$3K -$3.08K -246 -48%
LTFS
43
Ladenburg Thalmann Financial Services
Florida
$2K
CA
44
Cornerstone Advisors
North Carolina
-$964K -77,334 Closed
HighTower Advisors
45
HighTower Advisors
Illinois
-$847K -68,000 Closed
Goldman Sachs
46
Goldman Sachs
New York
-$223K -17,858 Closed
GFM
47
Gramercy Funds Management
Connecticut
-$193K -15,500 Closed
SFM
48
Signet Financial Management
New Jersey
-$185K -14,856 Closed
TC
49
TFS Capital
Pennsylvania
-$146K -11,750 Closed
M&T Bank
50
M&T Bank
New York
-$142K -11,330 Closed