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39 hedge funds and large institutions have $85.4M invested in Gaia in 2013 Q4 according to their latest regulatory filings, with 4 funds opening new positions, 13 increasing their positions, 15 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

74% more capital invested

Capital invested by funds: $49M → $85.4M (+$36.3M)

50% more funds holding in top 10

Funds holding in top 10: 23 (+1)

33% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 3

0% more funds holding

Funds holding: 3939 (0)

13% less repeat investments, than reductions

Existing positions increased: 13 | Existing positions reduced: 15

Holders
39
Holders Change
Holders Change %
0%
% of All Funds
1.13%
Holding in Top 10
3
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+50%
% of All Funds
0.09%
New
4
Increased
13
Reduced
15
Closed
3
Calls
$57K
Puts
Net Calls
+$57K
Net Calls Change
+$57K
Name Holding Trade Value Shares
Change
Change in
Stake
AI
1
Ariel Investments
Illinois
$17.3M +$1.42M +236,298 +10%
PCM
2
Prentice Capital Management
Connecticut
$17M +$15.5M +2,566,323 New
FIMG
3
Financial & Investment Management Group
Michigan
$11.8M -$104K -17,352 -1%
CWAM
4
Columbia Wanger Asset Management
Illinois
$10.7M +$775K +128,634 +9%
RA
5
Royce & Associates
New York
$6.36M -$27.1K -4,500 -0.5%
Dimensional Fund Advisors
6
Dimensional Fund Advisors
Texas
$3.88M +$9.62K +1,598 +0.3%
MRCM
7
Mill Road Capital Management
Connecticut
$3.84M -$138K -22,881 -4%
Vanguard Group
8
Vanguard Group
Pennsylvania
$3.37M +$13.2K +2,200 +0.4%
BIT
9
BlackRock Institutional Trust
California
$2.56M -$102K -16,940 -4%
ARM
10
Adirondack Research & Management
New York
$1.99M +$152K +25,258 +9%
New York State Common Retirement Fund
11
New York State Common Retirement Fund
New York
$1.98M +$1.8M +298,976 New
KCM
12
Kennedy Capital Management
Missouri
$859K +$137K +22,694 +21%
Renaissance Technologies
13
Renaissance Technologies
New York
$573K -$68.6K -11,400 -12%
BCM
14
Bridgeway Capital Management
Texas
$415K +$2.11K +350 +0.6%
Goldman Sachs
15
Goldman Sachs
New York
$392K -$36 -6 -0%
Geode Capital Management
16
Geode Capital Management
Massachusetts
$338K +$662 +110 +0.2%
California Public Employees Retirement System
17
California Public Employees Retirement System
California
$332K
BFA
18
BlackRock Fund Advisors
California
$279K +$10.6K +1,760 +4%
Northern Trust
19
Northern Trust
Illinois
$261K +$145 +24 +0.1%
Morgan Stanley
20
Morgan Stanley
New York
$255K -$123K -20,403 -35%
CCM
21
Coldstream Capital Management
Washington
$207K -$21.1K -3,500 -10%
V
22
Veritable
Delaware
$169K
Bank of New York Mellon
23
Bank of New York Mellon
New York
$138K
Wells Fargo
24
Wells Fargo
California
$130K
N
25
Natixis
France
$71K -$49.4K -8,200 -43%

GAIA Hedge Fund Activity: Q4 2013 in Review

39 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in Gaia (GAIA) for Q4 2013, worth a combined $85.4M — up 74% from $49M a quarter earlier.

Buyers outnumbered sellers: 4 funds opened new GAIA positions and 3 closed out — a net gain of 1 holder — while 13 added to existing stakes and 15 trimmed.

The largest buyer was New York State Common Retirement Fund, opening a new position worth an estimated $1.8M. The largest seller was Mill Road Capital Management, cutting an estimated $138K.

  • 39 institutional investors held Gaia (GAIA) as of Q4 2013, unchanged from Q3 2013.
  • Funds reported $85.4M of Gaia stock for Q4 2013, up 74% quarter-over-quarter.
  • 4 funds opened new Gaia positions in Q4 2013 and 3 closed out, a net change of +1 holder.
  • The largest Gaia buyer in Q4 2013 was New York State Common Retirement Fund, an estimated $1.8M added.
  • The largest Gaia seller in Q4 2013 was Mill Road Capital Management, an estimated $138K sold.

Based on aggregated 13F filings for Q4 2013.