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39 hedge funds and large institutions have $49M invested in Gaia in 2013 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 9 increasing their positions, 14 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more first-time investments, than exits

New positions opened: 3 | Existing positions closed: 2

13% more capital invested

Capital invested by funds: $43.3M → $49M (+$5.73M)

3% more funds holding

Funds holding: 3839 (+1)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

36% less repeat investments, than reductions

Existing positions increased: 9 | Existing positions reduced: 14

Holders
39
Holders Change
+1
Holders Change %
+2.63%
% of All Funds
1.26%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.06%
New
3
Increased
9
Reduced
14
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
AI
1
Ariel Investments
Illinois
$11.9M +$1.63M +322,524 +16%
FIMG
2
Financial & Investment Management Group
Michigan
$9.04M -$131K -25,803 -1%
CWAM
3
Columbia Wanger Asset Management
Illinois
$7.45M
RA
4
Royce & Associates
New York
$4.84M
MRCM
5
Mill Road Capital Management
Connecticut
$3.02M -$1.22M -240,683 -29%
Dimensional Fund Advisors
6
Dimensional Fund Advisors
Texas
$2.93M +$9.56K +1,888 +0.3%
Vanguard Group
7
Vanguard Group
Pennsylvania
$2.54M -$67.9K -13,400 -3%
BIT
8
BlackRock Institutional Trust
California
$2.02M +$140K +27,600 +7%
ARM
9
Adirondack Research & Management
New York
$1.38M +$22.7K +4,491 +2%
KCM
10
Kennedy Capital Management
Missouri
$536K
Renaissance Technologies
11
Renaissance Technologies
New York
$491K -$23.3K -4,600 -4%
BCM
12
Bridgeway Capital Management
Texas
$313K
Goldman Sachs
13
Goldman Sachs
New York
$296K -$162 -32 -0.1%
Morgan Stanley
14
Morgan Stanley
New York
$295K -$19.7K -3,885 -6%
Geode Capital Management
15
Geode Capital Management
Massachusetts
$256K +$557 +110 +0.2%
California Public Employees Retirement System
16
California Public Employees Retirement System
California
$252K
BFA
17
BlackRock Fund Advisors
California
$202K +$16K +3,168 +9%
Northern Trust
18
Northern Trust
Illinois
$198K -$3.25K -641 -2%
CCM
19
Coldstream Capital Management
Washington
$174K -$74.3K -14,675 -30%
SNC
20
Stifel Nicolaus & Co
Missouri
$164K
V
21
Veritable
Delaware
$128K
Bank of New York Mellon
22
Bank of New York Mellon
New York
$104K -$339 -67 -0.3%
Wells Fargo
23
Wells Fargo
California
$99K -$400 -79 -0.4%
N
24
Natixis
France
$96K +$96.7K +19,100 New
PPA
25
Parametric Portfolio Associates
Washington
$80K

GAIA Hedge Fund Activity: Q3 2013 in Review

39 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in Gaia (GAIA) for Q3 2013, worth a combined $49M — up 13% from $43.3M a quarter earlier.

Buyers outnumbered sellers: 3 funds opened new GAIA positions and 2 closed out — a net gain of 1 holder — while 9 added to existing stakes and 14 trimmed.

The largest buyer was Ariel Investments, adding an estimated $1.63M. The largest seller was Mill Road Capital Management, cutting an estimated $1.22M.

  • 39 institutional investors held Gaia (GAIA) as of Q3 2013, up from 38 in Q2 2013.
  • Funds reported $49M of Gaia stock for Q3 2013, up 13% quarter-over-quarter.
  • 3 funds opened new Gaia positions in Q3 2013 and 2 closed out, a net change of +1 holder.
  • The largest Gaia buyer in Q3 2013 was Ariel Investments, an estimated $1.63M added.
  • The largest Gaia seller in Q3 2013 was Mill Road Capital Management, an estimated $1.22M sold.

Based on aggregated 13F filings for Q3 2013.