Mill Road Capital Management’s Gaia GAIA Stock Holding History

Mill Road Capital Management’s Portfolio GAIA Stock Details GAIA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	$3.28M	Buy	533,276 +82,889	+18%	+$531K	6.59%	5
2015 Q2	$2.95M	Buy	450,387 +207,943	+86%	+$1.38M	7.08%	4
2015 Q1	$1.77M	Sell	242,444 -100	-0%	-$707	5.81%	5
2014 Q4	$1.73M	Sell	242,544 -2,838	-1%	-$20.6K	5.48%	5
2014 Q3	$1.8M	Hold	245,382	–	–	4.84%	7
2014 Q2	$1.89M	Sell	245,382 -334,453	-58%	-$2.43M	3.06%	9
2014 Q1	$4.2M	Hold	579,835	–	–	6.34%	5
2013 Q4	$3.84M	Sell	579,835 -22,881	-4%	-$138K	3.52%	6
2013 Q3	$3.02M	Sell	602,716 -240,683	-29%	-$1.22M	1.98%	8
2013 Q2	$3.76M	Buy	+843,399	New	+$3.62M	3.65%	7

Other funds holding GAIA

PCM

Prentice Capital Management Greenwich, Connecticut $45.7M AUM 2.65% 1-Year Est. Return

CWAM

Columbia Wanger Asset Management Chicago, Illinois $6.69B AUM 31.14% 1-Year Est. Return

Royce & Associates New York $10.1B AUM 42.88% 1-Year Est. Return

FIMG

Financial & Investment Management Group Traverse City, Michigan $274M AUM 8.43% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

Lebenthal Holdings New York $806M AUM 2.13% 1-Year Est. Return

Adirondack Funds Guilderland, New York $261M AUM

ARM

Adirondack Research & Management Guilderland, New York $82.2M AUM 63.78% 1-Year Est. Return

Mill Road Capital Management's GAIA Position: Q3 2015 in Review

Mill Road Capital Management increased its Gaia (GAIA) stake by 18% in Q3 2015, buying an estimated $531K and bringing the position to 533,276 shares worth $3.28M. The position accounts for 6.59% of the portfolio, ranked #5.

Mill Road Capital Management first reported a position in GAIA in Q2 2013 and has held it in 10 quarters since. The position peaked at $4.2M in Q1 2014. 43 funds tracked by Wall St. Rank hold GAIA as of Q3 2015.

Mill Road Capital Management held 533,276 shares of Gaia worth $3.28M as of Q3 2015.
Mill Road Capital Management bought 82,889 Gaia shares in Q3 2015, an estimated $531K.
Gaia made up 6.59% of Mill Road Capital Management's portfolio in Q3 2015, its #5 holding.
Mill Road Capital Management first reported a position in Gaia in Q2 2013 and has held it in 10 quarters since.
Mill Road Capital Management's Gaia position peaked at $4.2M in Q1 2014.
43 funds tracked by Wall St. Rank held Gaia as of Q3 2015.

Based on Mill Road Capital Management's 13F filing for Q3 2015, filed 16 Nov 2015.