Gaia
GAIA
39 hedge funds and large institutions have $49M invested in Gaia in 2013 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 9 increasing their positions, 14 reducing their positions, and 2 closing their positions.
50% more first-time investments, than exits
New positions opened: 3 | Existing positions closed: 2
13% more capital invested
Capital invested by funds: $43.3M → $49M (+$5.73M)
3% more funds holding
Funds holding: 38 → 39 (+1)
0% more funds holding in top 10
Funds holding in top 10: 2 → 2 (0)
36% less repeat investments, than reductions
Existing positions increased: 9 | Existing positions reduced: 14
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
AI
Ariel Investments
Chicago,
Illinois
|
+$1.63M |
| 2 |
BIT
BlackRock Institutional Trust
San Francisco,
California
|
+$140K |
| 3 |
N
Natixis
Paris,
France
|
+$96.7K |
| 4 |
Acadian Asset Management
Boston,
Massachusetts
|
+$59.9K |
| 5 |
ARM
Adirondack Research & Management
Guilderland,
New York
|
+$22.7K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
MRCM
Mill Road Capital Management
Greenwich,
Connecticut
|
-$1.22M |
| 2 |
FIMG
Financial & Investment Management Group
Traverse City,
Michigan
|
-$131K |
| 3 |
CCM
Coldstream Capital Management
Bellevue,
Washington
|
-$74.3K |
| 4 |
Vanguard Group
Malvern,
Pennsylvania
|
-$67.9K |
| 5 |
Renaissance Technologies
New York
|
-$23.3K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
26
State Street
Boston,
Massachusetts
| $74K | – | – | – |
|
|
27
Acadian Asset Management
Boston,
Massachusetts
| $60K | +$59.9K | +11,834 | New |
|
28
PNC Financial Services Group
Pittsburgh,
Pennsylvania
| $40K | +$177 | +35 | +0.4% |
|
|
BA
29
BlackRock Advisors
Wilmington,
Delaware
| $14K | +$2.88K | +568 | +26% |
|
|
U
30
UBS
Zurich,
Switzerland
| $6K | -$16.8K | -3,316 | -75% |
|
|
NFA
31
Nationwide Fund Advisors
Columbus,
Ohio
| $3K | – | – | – |
|
|
TRCT
32
Tower Research Capital (TRC)
New York
| $2K | -$11.2K | -2,213 | -87% |
|
33
Bank of America
Charlotte,
North Carolina
| $2K | -$4.22K | -833 | -74% |
|
|
OSAM
34
O'Shaughnessy Asset Management
Stamford,
Connecticut
| $1K | +$512 | +101 | New |
|
|
AIG
35
American International Group
New York
| $10 | -$2.52K | -498 | -100% |
|
36
Manulife (Manufacturers Life Insurance)
Canada,
Ontario, Canada
| $5 | – | – | – |
|
37
Allianz Asset Management
Munich,
Germany
| – | -$8K | -1,750 | Closed |
|
38
Deutsche Bank
Frankfurt Am Main Ge,
Germany
| – | +$5 | +1 | +1% |
|
GAIA Hedge Fund Activity: Q3 2013 in Review
39 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in Gaia (GAIA) for Q3 2013, worth a combined $49M — up 13% from $43.3M a quarter earlier.
Buyers outnumbered sellers: 3 funds opened new GAIA positions and 2 closed out — a net gain of 1 holder — while 9 added to existing stakes and 14 trimmed.
The largest buyer was Ariel Investments, adding an estimated $1.63M. The largest seller was Mill Road Capital Management, cutting an estimated $1.22M.
- 39 institutional investors held Gaia (GAIA) as of Q3 2013, up from 38 in Q2 2013.
- Funds reported $49M of Gaia stock for Q3 2013, up 13% quarter-over-quarter.
- 3 funds opened new Gaia positions in Q3 2013 and 2 closed out, a net change of +1 holder.
- The largest Gaia buyer in Q3 2013 was Ariel Investments, an estimated $1.63M added.
- The largest Gaia seller in Q3 2013 was Mill Road Capital Management, an estimated $1.22M sold.
Based on aggregated 13F filings for Q3 2013.