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Gabelli Equity Trust

122 hedge funds and large institutions have $94M invested in Gabelli Equity Trust in 2019 Q4 according to their latest regulatory filings, with 13 funds opening new positions, 38 increasing their positions, 23 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

65% more repeat investments, than reductions

Existing positions increased: 38 | Existing positions reduced: 23

18% more first-time investments, than exits

New positions opened: 13 | Existing positions closed: 11

6% more capital invested

Capital invested by funds: $89M → $94M (+$4.99M)

0.15% more ownership

Funds ownership: 6.01%6.16% (+0.15%)

2% less funds holding

Funds holding: 124122 (-2)

Holders
122
Holders Change
-2
Holders Change %
-1.61%
% of All Funds
2.4%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
13
Increased
38
Reduced
23
Closed
11
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$11.2M +$28.3K +4,771 +0.3%
Bank of America
2
Bank of America
North Carolina
$9M -$208K -35,005 -2%
LPL Financial
3
LPL Financial
California
$8.15M +$591K +99,620 +8%
PTC
4
Philadelphia Trust Company
Pennsylvania
$6.7M +$486K +81,937 +8%
Wells Fargo
5
Wells Fargo
California
$6.05M -$428K -72,120 -7%
Commonwealth Equity Services
6
Commonwealth Equity Services
Massachusetts
$5.42M +$173K +29,207 +3%
GI
7
GAMCO Investors
Connecticut
$4.72M
JAM
8
Jolley Asset Management
North Carolina
$2.51M +$2.5M +421,776 New
Cohen & Steers
9
Cohen & Steers
New York
$2.47M -$1.19M -200,354 -33%
AG
10
Advisor Group
Arizona
$2.17M +$82.5K +13,907 +4%
AAM
11
Advisors Asset Management
Colorado
$2.05M -$976K -164,519 -32%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$1.79M +$1.45M +243,922 +431%
PC
13
Pecaut & Co
Iowa
$1.61M -$2.37K -400 -0.1%
CAN
14
Cetera Advisor Networks
California
$1.55M +$138K +23,253 +10%
RJA
15
Raymond James & Associates
Florida
$1.54M +$11.2K +1,895 +0.7%
IAA
16
Independent Advisor Alliance
North Carolina
$1.43M +$1.42M +239,847 New
UBS Group
17
UBS Group
Switzerland
$1.32M +$109K +18,425 +9%
Citigroup
18
Citigroup
New York
$1.27M +$258K +43,413 +26%
RJFSA
19
Raymond James Financial Services Advisors
Florida
$1.19M -$80K -13,492 -6%
SWP
20
Stratos Wealth Partners
Ohio
$1.17M -$17.4K -2,925 -1%
SBIA
21
Sheaff Brock Investment Advisors
Indiana
$1.16M
SC
22
Scotia Capital
Ontario, Canada
$1.15M -$5.04K -849 -0.4%
HCM
23
Hollencrest Capital Management
California
$1.11M -$150K -25,248 -12%
TA
24
Tiedemann Advisors
New York
$1.08M
ASN
25
Advisory Services Network
Georgia
$958K -$12.9K -2,174 -1%

GAB Hedge Fund Activity: Q4 2019 in Review

122 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in Gabelli Equity Trust (GAB) for Q4 2019, worth a combined $94M — up 5.6% from $89M a quarter earlier.

Buyers outnumbered sellers: 13 funds opened new GAB positions and 11 closed out — a net gain of 2 holders — while 38 added to existing stakes and 23 trimmed.

The largest buyer was Jolley Asset Management, opening a new position worth an estimated $2.5M. The largest seller was Cohen & Steers, cutting an estimated $1.19M.

  • 122 institutional investors held Gabelli Equity Trust (GAB) as of Q4 2019, down from 124 in Q3 2019.
  • Funds reported $94M of Gabelli Equity Trust stock for Q4 2019, up 5.6% quarter-over-quarter.
  • 13 funds opened new Gabelli Equity Trust positions in Q4 2019 and 11 closed out, a net change of +2 holders.
  • The largest Gabelli Equity Trust buyer in Q4 2019 was Jolley Asset Management, an estimated $2.5M added.
  • The largest Gabelli Equity Trust seller in Q4 2019 was Cohen & Steers, an estimated $1.19M sold.

Based on aggregated 13F filings for Q4 2019.