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Gabelli Equity Trust

91 hedge funds and large institutions have $100M invested in Gabelli Equity Trust in 2016 Q3 according to their latest regulatory filings, with 14 funds opening new positions, 32 increasing their positions, 23 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

180% more first-time investments, than exits

New positions opened: 14 | Existing positions closed: 5

39% more repeat investments, than reductions

Existing positions increased: 32 | Existing positions reduced: 23

10% more funds holding

Funds holding: 8391 (+8)

0.74% less ownership

Funds ownership: 9.1%8.36% (-0.74%)

6% less capital invested

Capital invested by funds: $106M → $100M (-$6.09M)

Holders
91
Holders Change
+8
Holders Change %
+9.64%
% of All Funds
2.43%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
14
Increased
32
Reduced
23
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
KIM
1
Karpus Investment Management
New York
$26.7M -$10.8M -1,963,721 -29%
Cohen & Steers
2
Cohen & Steers
New York
$14.2M +$1.58M +287,207 +12%
FAAS
3
First Allied Advisory Services
California
$7.36M +$450K +81,552 +6%
Morgan Stanley
4
Morgan Stanley
New York
$4.37M +$1.81M +328,191 +70%
GI
5
GAMCO Investors
Connecticut
$4.08M +$20.1K +3,653 +0.5%
Invesco
6
Invesco
Georgia
$3.51M +$282K +51,164 +9%
IH
7
IFC Holdings
Florida
$3.48M -$106K -19,270 -3%
Commonwealth Equity Services
8
Commonwealth Equity Services
Massachusetts
$2.48M +$119K +21,533 +5%
RJFSA
9
Raymond James Financial Services Advisors
Florida
$2.28M -$183K -33,235 -7%
Wells Fargo
10
Wells Fargo
California
$2.27M +$133K +24,199 +6%
IA
11
IFP Advisors
Florida
$2.16M +$174K +31,503 +9%
LPL Financial
12
LPL Financial
California
$2M -$740K -134,201 -27%
GC
13
Guggenheim Capital
Illinois
$1.95M +$139K +25,146 +8%
Bank of America
14
Bank of America
North Carolina
$1.81M -$91.4K -16,576 -5%
YCM
15
Yakira Capital Management
Connecticut
$1.77M -$202K -36,623 -10%
HCM
16
Hollencrest Capital Management
California
$1.61M +$4.36K +791 +0.3%
JMPWA
17
JP Morgan Private Wealth Advisors
California
$1.16M +$20.9K +3,794 +2%
MFS
18
MSI Financial Services
Massachusetts
$1.11M +$234K +42,450 +27%
PNC Financial Services Group
19
PNC Financial Services Group
Pennsylvania
$1.03M -$521K -94,526 -33%
AAM
20
Advisors Asset Management
Colorado
$1.03M -$52.8K -9,583 -5%
WS
21
Wedbush Securities
California
$1.03M +$239K +43,331 +30%
CCP
22
Clough Capital Partners
Massachusetts
$955K +$164K +29,801 +21%
SBIA
23
Sheaff Brock Investment Advisors
Indiana
$801K +$12.5K +2,268 +2%
RJA
24
Raymond James & Associates
Florida
$708K -$124K -22,551 -15%
UBS Group
25
UBS Group
Switzerland
$682K -$240K -43,529 -26%

GAB Hedge Fund Activity: Q3 2016 in Review

91 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in Gabelli Equity Trust (GAB) for Q3 2016, worth a combined $100M — down 5.7% from $106M a quarter earlier.

Buyers outnumbered sellers: 14 funds opened new GAB positions and 5 closed out — a net gain of 9 holders — while 32 added to existing stakes and 23 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $1.81M. The largest seller was Karpus Investment Management, cutting an estimated $10.8M.

  • 91 institutional investors held Gabelli Equity Trust (GAB) as of Q3 2016, up from 83 in Q2 2016.
  • Funds reported $100M of Gabelli Equity Trust stock for Q3 2016, down 5.7% quarter-over-quarter.
  • 14 funds opened new Gabelli Equity Trust positions in Q3 2016 and 5 closed out, a net change of +9 holders.
  • The largest Gabelli Equity Trust buyer in Q3 2016 was Morgan Stanley, an estimated $1.81M added.
  • The largest Gabelli Equity Trust seller in Q3 2016 was Karpus Investment Management, an estimated $10.8M sold.

Based on aggregated 13F filings for Q3 2016.