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Gabelli Equity Trust

121 hedge funds and large institutions have $148M invested in Gabelli Equity Trust in 2018 Q1 according to their latest regulatory filings, with 17 funds opening new positions, 37 increasing their positions, 34 reducing their positions, and 23 closing their positions.

New
Increased
Maintained
Reduced
Closed

9% more repeat investments, than reductions

Existing positions increased: 37 | Existing positions reduced: 34

1.67% less ownership

Funds ownership: 12.92%11.24% (-1.7%)

5% less funds holding

Funds holding: 127121 (-6)

14% less capital invested

Capital invested by funds: $171M → $148M (-$23.5M)

26% less first-time investments, than exits

New positions opened: 17 | Existing positions closed: 23

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
121
Holders Change
-6
Holders Change %
-4.72%
% of All Funds
2.77%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
17
Increased
37
Reduced
34
Closed
23
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
KIM
1
Karpus Investment Management
New York
$29.5M +$3.83M +620,858 +14%
Cohen & Steers
2
Cohen & Steers
New York
$14.4M +$534K +86,621 +4%
FAAS
3
First Allied Advisory Services
California
$11.2M -$291K -47,220 -2%
Morgan Stanley
4
Morgan Stanley
New York
$10.7M +$1.41M +229,419 +15%
AAM
5
Advisors Asset Management
Colorado
$6.95M +$1.11M +180,439 +19%
GI
6
GAMCO Investors
Connecticut
$5.19M -$7.21K -1,169 -0.1%
LPL Financial
7
LPL Financial
California
$5.1M +$4.6M +746,100 +697%
Commonwealth Equity Services
8
Commonwealth Equity Services
Massachusetts
$4.42M +$138K +22,378 +3%
PTC
9
Philadelphia Trust Company
Pennsylvania
$4.03M +$2.29M +370,719 +122%
Wells Fargo
10
Wells Fargo
California
$3.96M -$8.25M -1,339,106 -67%
1CP
11
1607 Capital Partners
Virginia
$3.88M +$3.99M +647,666 New
1832 Asset Management
12
1832 Asset Management
Ontario, Canada
$3.69M +$1.26M +204,600 +50%
Bank of America
13
Bank of America
North Carolina
$3.55M -$515K -83,533 -12%
COLIM
14
City of London Investment Management
United Kingdom
$2.84M -$8.56M -1,389,463 -75%
Bank of Nova Scotia
15
Bank of Nova Scotia
Ontario, Canada
$2.54M +$2.62M +425,459 New
RJFSA
16
Raymond James Financial Services Advisors
Florida
$1.91M +$33.6K +5,455 +2%
PC
17
Pecaut & Co
Iowa
$1.77M +$165K +26,722 +10%
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$1.65M +$235K +38,062 +16%
RJA
19
Raymond James & Associates
Florida
$1.45M +$45.7K +7,412 +3%
Invesco
20
Invesco
Georgia
$1.45M -$83.6K -13,569 -5%
BC
21
Brinker Capital
Pennsylvania
$1.42M +$234K +38,019 +19%
CRC
22
Curi RMB Capital
Illinois
$1.27M +$656K +106,422 +100%
AG
23
Advisor Group
Arizona
$1.26M +$12.1K +1,965 +0.9%
SWP
24
Stratos Wealth Partners
Ohio
$1.26M +$433K +70,169 +50%
HCM
25
Hollencrest Capital Management
California
$1.18M -$148K -24,046 -11%

GAB Hedge Fund Activity: Q1 2018 in Review

121 of the 4,363 institutional investors tracked by Wall St. Rank reported a position in Gabelli Equity Trust (GAB) for Q1 2018, worth a combined $148M — down 14% from $171M a quarter earlier.

Sellers outnumbered buyers: 23 funds closed out of GAB and 17 opened new positions — a net loss of 6 holders — while 34 trimmed existing stakes and 37 added.

The largest buyer was LPL Financial, adding an estimated $4.6M. The largest seller was City of London Investment Management, cutting an estimated $8.56M.

  • 121 institutional investors held Gabelli Equity Trust (GAB) as of Q1 2018, down from 127 in Q4 2017.
  • Funds reported $148M of Gabelli Equity Trust stock for Q1 2018, down 14% quarter-over-quarter.
  • 17 funds opened new Gabelli Equity Trust positions in Q1 2018 and 23 closed out, a net change of -6 holders.
  • The largest Gabelli Equity Trust buyer in Q1 2018 was LPL Financial, an estimated $4.6M added.
  • The largest Gabelli Equity Trust seller in Q1 2018 was City of London Investment Management, an estimated $8.56M sold.

Based on aggregated 13F filings for Q1 2018.