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First Trust Nasdaq Transportation ETF

36 hedge funds and large institutions have $17M invested in First Trust Nasdaq Transportation ETF in 2023 Q3 according to their latest regulatory filings, with 1 funds opening new positions, 6 increasing their positions, 18 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

5% less funds holding

Funds holding: 3836 (-2)

5.72% less ownership

Funds ownership: 46.02%40.29% (-5.7%)

23% less capital invested

Capital invested by funds: $22M → $17M (-$4.98M)

67% less first-time investments, than exits

New positions opened: 1 | Existing positions closed: 3

67% less repeat investments, than reductions

Existing positions increased: 6 | Existing positions reduced: 18

Holders
36
Holders Change
-2
Holders Change %
-5.26%
% of All Funds
0.57%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
1
Increased
6
Reduced
18
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Goldman Sachs
1
Goldman Sachs
New York
$3.36M -$1.58M -53,561 -31%
Morgan Stanley
2
Morgan Stanley
New York
$2.94M -$222K -7,507 -7%
Wells Fargo
3
Wells Fargo
California
$1.4M -$175K -5,910 -11%
UBS Group
4
UBS Group
Switzerland
$1.23M -$105K -3,536 -8%
LPL Financial
5
LPL Financial
California
$1.21M -$109K -3,700 -8%
BFEC
6
Benjamin F. Edwards & Company
Missouri
$741K +$5.09K +172 +0.7%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$712K +$403K +13,605 +116%
Envestnet Asset Management
8
Envestnet Asset Management
Illinois
$703K -$56.3K -1,901 -7%
Janney Montgomery Scott
9
Janney Montgomery Scott
Pennsylvania
$670K -$34.1K -1,153 -5%
Commonwealth Equity Services
10
Commonwealth Equity Services
Massachusetts
$563K +$14K +472 +2%
RJA
11
Raymond James & Associates
Florida
$507K -$57.7K -1,949 -10%
Truist Financial
12
Truist Financial
North Carolina
$461K -$178 -6 -0%
AR
13
Apeiron RIA
Texas
$400K -$261K -8,825 -38%
CCB
14
Cutter & Co Brokerage
Missouri
$373K -$36.5K -1,235 -9%
HighTower Advisors
15
HighTower Advisors
Illinois
$351K
AWA
16
Arkadios Wealth Advisors
Georgia
$307K -$30K -1,014 -9%
Millennium Management
17
Millennium Management
New York
$223K -$120K -4,039 -34%
CBFP
18
Cedar Brook Financial Partners
Ohio
$203K +$6.04K +204 +3%
Osaic Holdings
19
Osaic Holdings
Arizona
$170K -$42.8K -1,447 -19%
NA
20
NewEdge Advisors
Louisiana
$106K -$229K -7,744 -67%
CIAS
21
Capital Investment Advisory Services
North Carolina
$66.7K -$1.21K -41 -2%
GWM
22
Geneos Wealth Management
Colorado
$64.7K
HI
23
Harbour Investments
Wisconsin
$50.7K
AP
24
Atwood & Palmer
Missouri
$38.9K
SPIA
25
Steward Partners Investment Advisory
New York
$35.6K

FTXR Hedge Fund Activity: Q3 2023 in Review

36 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in First Trust Nasdaq Transportation ETF (FTXR) for Q3 2023, worth a combined $17M — down 23% from $22M a quarter earlier.

Sellers outnumbered buyers: 3 funds closed out of FTXR and 1 opened new positions — a net loss of 2 holders — while 18 trimmed existing stakes and 6 added.

The largest buyer was Royal Bank of Canada, adding an estimated $403K. The largest seller was Goldman Sachs, cutting an estimated $1.58M.

  • 36 institutional investors held First Trust Nasdaq Transportation ETF (FTXR) as of Q3 2023, down from 38 in Q2 2023.
  • Funds reported $17M of First Trust Nasdaq Transportation ETF stock for Q3 2023, down 23% quarter-over-quarter.
  • 1 fund opened new First Trust Nasdaq Transportation ETF positions in Q3 2023 and 3 closed out, a net change of -2 holders.
  • The largest First Trust Nasdaq Transportation ETF buyer in Q3 2023 was Royal Bank of Canada, an estimated $403K added.
  • The largest First Trust Nasdaq Transportation ETF seller in Q3 2023 was Goldman Sachs, an estimated $1.58M sold.

Based on aggregated 13F filings for Q3 2023.