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First Trust Nasdaq Transportation ETF

60 hedge funds and large institutions have $764M invested in First Trust Nasdaq Transportation ETF in 2020 Q4 according to their latest regulatory filings, with 17 funds opening new positions, 28 increasing their positions, 12 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

467% more first-time investments, than exits

New positions opened: 17 | Existing positions closed: 3

133% more repeat investments, than reductions

Existing positions increased: 28 | Existing positions reduced: 12

30% more funds holding

Funds holding: 4660 (+14)

29% more capital invested

Capital invested by funds: $594M → $764M (+$170M)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

0.62% less ownership

Funds ownership: 94.7%94.08% (-0.62%)

Holders
60
Holders Change
+14
Holders Change %
+30.43%
% of All Funds
1.06%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
17
Increased
28
Reduced
12
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
First Trust Advisors
1
First Trust Advisors
Illinois
$524M -$16.4M -626,733 -3%
Morgan Stanley
2
Morgan Stanley
New York
$44M +$17.7M +676,888 +76%
LPL Financial
3
LPL Financial
California
$26.9M +$22.3M +855,282 +821%
RJFSA
4
Raymond James Financial Services Advisors
Florida
$23.8M +$14.1M +537,901 +173%
NC
5
NewSquare Capital
Pennsylvania
$20.3M -$2.3M -87,943 -11%
Carson Wealth (CWM LLC)
6
Carson Wealth (CWM LLC)
Nebraska
$16.6M
Commonwealth Equity Services
7
Commonwealth Equity Services
Massachusetts
$13.6M +$1.36M +52,122 +12%
RJA
8
Raymond James & Associates
Florida
$10.6M +$3.71M +142,155 +61%
ODG
9
O'Dell Group
Ohio
$9.4M +$1.3M +49,834 +17%
Truist Financial
10
Truist Financial
North Carolina
$8.3M +$5.33M +203,933 +222%
NA
11
NewEdge Advisors
Louisiana
$7.84M +$1.85M +71,005 +34%
GA
12
Gateway Advisory
New Jersey
$7.13M +$29.6K +1,132 +0.4%
BFEC
13
Benjamin F. Edwards & Company
Missouri
$5.84M +$290K +11,087 +6%
ASN
14
Advisory Services Network
Georgia
$4.06M +$179K +6,867 +5%
Baird Financial Group
15
Baird Financial Group
Wisconsin
$3.93M +$2.8M +107,063 +325%
SI
16
Stephens Inc
Arkansas
$3.15M -$301K -11,529 -9%
Goldman Sachs
17
Goldman Sachs
New York
$2.94M +$2.74M +104,785 New
MWM
18
MinichMacGregor Wealth Management
New York
$2.82M -$120K -4,590 -4%
Envestnet Asset Management
19
Envestnet Asset Management
Illinois
$2.23M +$1.18M +45,308 +132%
JAWM
20
J. Arnold Wealth Management
Ohio
$2.21M +$122K +4,677 +6%
FAIM
21
Financial Advocates Investment Management
Washington
$2.02M -$13.7K -523 -0.7%
SAM
22
Secure Asset Management
Michigan
$1.96M +$1.83M +69,899 New
Royal Bank of Canada
23
Royal Bank of Canada
Ontario, Canada
$1.81M +$1.32M +50,370 +356%
Susquehanna International Group
24
Susquehanna International Group
Pennsylvania
$1.68M -$215K -8,233 -12%
Osaic Holdings
25
Osaic Holdings
Arizona
$1.51M +$528K +20,232 +60%

FTXR Hedge Fund Activity: Q4 2020 in Review

60 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in First Trust Nasdaq Transportation ETF (FTXR) for Q4 2020, worth a combined $764M — up 29% from $594M a quarter earlier.

Buyers outnumbered sellers: 17 funds opened new FTXR positions and 3 closed out — a net gain of 14 holders — while 28 added to existing stakes and 12 trimmed.

The largest buyer was LPL Financial, adding an estimated $22.3M. The largest seller was First Trust Advisors, cutting an estimated $16.4M.

  • 60 institutional investors held First Trust Nasdaq Transportation ETF (FTXR) as of Q4 2020, up from 46 in Q3 2020.
  • Funds reported $764M of First Trust Nasdaq Transportation ETF stock for Q4 2020, up 29% quarter-over-quarter.
  • 17 funds opened new First Trust Nasdaq Transportation ETF positions in Q4 2020 and 3 closed out, a net change of +14 holders.
  • The largest First Trust Nasdaq Transportation ETF buyer in Q4 2020 was LPL Financial, an estimated $22.3M added.
  • The largest First Trust Nasdaq Transportation ETF seller in Q4 2020 was First Trust Advisors, an estimated $16.4M sold.

Based on aggregated 13F filings for Q4 2020.