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First Trust Nasdaq Transportation ETF

71 hedge funds and large institutions have $994M invested in First Trust Nasdaq Transportation ETF in 2021 Q1 according to their latest regulatory filings, with 18 funds opening new positions, 34 increasing their positions, 16 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

500% more funds holding in top 10

Funds holding in top 10: 16 (+5)

200% more first-time investments, than exits

New positions opened: 18 | Existing positions closed: 6

113% more repeat investments, than reductions

Existing positions increased: 34 | Existing positions reduced: 16

30% more capital invested

Capital invested by funds: $764M → $994M (+$229M)

18% more funds holding

Funds holding: 6071 (+11)

0.94% less ownership

Funds ownership: 94.08%93.14% (-0.94%)

Holders
71
Holders Change
+11
Holders Change %
+18.33%
% of All Funds
1.25%
Holding in Top 10
6
Holding in Top 10 Change
+5
Holding in Top 10 Change %
+500%
% of All Funds
0.11%
New
18
Increased
34
Reduced
16
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
First Trust Advisors
1
First Trust Advisors
Illinois
$599M -$14.7M -479,908 -3%
Morgan Stanley
2
Morgan Stanley
New York
$61.2M +$9M +293,353 +19%
Wells Fargo
3
Wells Fargo
California
$39M +$36.3M +1,184,292 +306,811%
JAWM
4
J. Arnold Wealth Management
Ohio
$31.9M +$27.4M +891,521 +1,132%
RJFSA
5
Raymond James Financial Services Advisors
Florida
$31.3M +$3.12M +101,617 +12%
NC
6
NewSquare Capital
Pennsylvania
$22.9M -$871K -28,365 -4%
Commonwealth Equity Services
7
Commonwealth Equity Services
Massachusetts
$17.2M +$1.2M +39,209 +8%
Carson Wealth (CWM LLC)
8
Carson Wealth (CWM LLC)
Nebraska
$16.6M
RJA
9
Raymond James & Associates
Florida
$13.5M +$1.03M +33,407 +9%
ODG
10
O'Dell Group
Ohio
$13M +$1.88M +61,181 +18%
NA
11
NewEdge Advisors
Louisiana
$11.3M +$1.95M +63,596 +23%
Truist Financial
12
Truist Financial
North Carolina
$10.2M +$442K +14,393 +5%
DADC
13
D.A. Davidson & Co
Montana
$9.61M +$8.96M +291,935 New
UBS Group
14
UBS Group
Switzerland
$8.96M +$8.35M +272,058 New
GA
15
Gateway Advisory
New Jersey
$8.31M -$55.5K -1,808 -0.7%
BFEC
16
Benjamin F. Edwards & Company
Missouri
$7.73M +$819K +26,696 +13%
Janney Montgomery Scott
17
Janney Montgomery Scott
Pennsylvania
$7.72M +$5.66M +184,498 +369%
PA
18
Pinnacle Associates
New York
$7.29M +$6.8M +221,435 New
LPL Financial
19
LPL Financial
California
$6.39M -$23.5M -765,487 -80%
Royal Bank of Canada
20
Royal Bank of Canada
Ontario, Canada
$6.28M +$3.87M +126,160 +196%
ASN
21
Advisory Services Network
Georgia
$5.23M +$431K +14,041 +10%
HFP
22
Holistic Financial Partners
Indiana
$4.71M +$3.72M +121,245 +559%
Stifel Financial
23
Stifel Financial
Missouri
$3.94M +$3.11M +101,284 +554%
Baird Financial Group
24
Baird Financial Group
Wisconsin
$3.78M -$769K -25,071 -18%
MWM
25
MinichMacGregor Wealth Management
New York
$3.69M +$359K +11,682 +12%

FTXR Hedge Fund Activity: Q1 2021 in Review

71 of the 5,695 institutional investors tracked by Wall St. Rank reported a position in First Trust Nasdaq Transportation ETF (FTXR) for Q1 2021, worth a combined $994M — up 30% from $764M a quarter earlier.

Buyers outnumbered sellers: 18 funds opened new FTXR positions and 6 closed out — a net gain of 12 holders — while 34 added to existing stakes and 16 trimmed.

The largest buyer was Wells Fargo, adding an estimated $36.3M. The largest seller was LPL Financial, cutting an estimated $23.5M.

  • 71 institutional investors held First Trust Nasdaq Transportation ETF (FTXR) as of Q1 2021, up from 60 in Q4 2020.
  • Funds reported $994M of First Trust Nasdaq Transportation ETF stock for Q1 2021, up 30% quarter-over-quarter.
  • 18 funds opened new First Trust Nasdaq Transportation ETF positions in Q1 2021 and 6 closed out, a net change of +12 holders.
  • The largest First Trust Nasdaq Transportation ETF buyer in Q1 2021 was Wells Fargo, an estimated $36.3M added.
  • The largest First Trust Nasdaq Transportation ETF seller in Q1 2021 was LPL Financial, an estimated $23.5M sold.

Based on aggregated 13F filings for Q1 2021.