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First Trust Nasdaq Transportation ETF
FTXR

80 hedge funds and large institutions have $975M invested in First Trust Nasdaq Transportation ETF in 2021 Q3 according to their latest regulatory filings, with 9 funds opening new positions, 48 increasing their positions, 17 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

182% more repeat investments, than reductions

Existing positions increased: 48 | Existing positions reduced: 17

1.45% less ownership

Funds ownership: 91.62% → 90.16% (-1.5%)

4% less funds holding

Funds holding: 83 → 80 (-3)

10% less capital invested

Capital invested by funds: $1.08B → $975M (-$108M)

18% less first-time investments, than exits

New positions opened: 9 | Existing positions closed: 11

60% less funds holding in top 10

Funds holding in top 10: 5 → 2 (-3)

Holders
80
Holders Change
-3
Holders Change %
-3.61%
% of All Funds
1.4%
Holding in Top 10
2
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-60%
% of All Funds
0.04%
New
9
Increased
48
Reduced
17
Closed
11
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
First Trust Advisors
First Trust Advisors
Illinois
+$5.4M
2
Truist Financial
Truist Financial
North Carolina
+$4.91M
3
RJFSA
Raymond James Financial Services Advisors
Florida
+$4.04M
4
JAWM
J. Arnold Wealth Management
Ohio
+$2.47M
5
Wells Fargo
Wells Fargo
California
+$2.04M

Top Sellers

Rank Fund Capital Flow
1
DADC
D.A. Davidson & Co
Montana
-$11.2M
2
GIA
Gladstone Institutional Advisory
Florida
-$2.5M
3
LPL Financial
LPL Financial
California
-$2.05M
4
APA
American Portfolios Advisors
New York
-$1.45M
5
IAA
Independent Advisor Alliance
North Carolina
-$1.43M
Name Holding Trade Value Shares
Change 		Change in
Stake
Cambridge Investment Research Advisors
51
Cambridge Investment Research Advisors
Iowa
$529K -$544K -16,971 -50%
TAM
52
Tocqueville Asset Management
New York
$522K +$543K +16,945 New
RIA
53
Realta Investment Advisors
Delaware
$485K – – –
TLP
54
Trinity Legacy Partners
Texas
$405K +$21.2K +662 +5%
GTAM
55
Global Trust Asset Management
Florida
$374K -$128K -3,988 -25%
AWA
56
Arkadios Wealth Advisors
Georgia
$356K +$897 +28 +0.2%
PFS
57
Prospera Financial Services
Texas
$335K – – –
KAS
58
Kestra Advisory Services
Texas
$332K -$224K -7,004 -39%
KA
59
Kovack Advisors
Florida
$304K +$32 +1 +0%
Qube Research & Technologies (QRT)
60
Qube Research & Technologies (QRT)
United Kingdom
$286K +$297K +9,259 New
CA
61
Claro Advisors
Massachusetts
$253K +$1.89K +59 +0.7%
SFPG
62
Stonebridge Financial Planning Group
Florida
$208K +$191K +5,950 New
GWM
63
Geneos Wealth Management
Colorado
$153K -$48.1K -1,500 -23%
FFA
64
Founders Financial Alliance
North Carolina
$131K +$5.45K +170 +4%
HI
65
Harbour Investments
Wisconsin
$112K +$70.5K +2,200 +152%
CFGS
66
Concourse Financial Group Securities
Alabama
$107K +$6.47K +202 +6%
SPIA
67
Steward Partners Investment Advisory
New York
$98K +$20.1K +626 +24%
CIAS
68
Capital Investment Advisory Services
North Carolina
$74K -$8.01K -250 -9%
TFA
69
Transamerica Financial Advisors
Florida
$59K +$3.01K +94 +5%
Northwestern Mutual Wealth Management
70
Northwestern Mutual Wealth Management
Wisconsin
$45K +$16.1K +504 +53%
FWP
71
FAS Wealth Partners
Kansas
$31K +$32K +1,000 New
PGAM
72
Princeton Global Asset Management
New Jersey
$18K – – –
IA
73
IFP Advisors
Florida
$17K +$7.02K +219 +68%
PA
74
PSI Advisors
Florida
$15K +$16K +500 New
APA
75
American Portfolios Advisors
New York
$11.8K -$1.45M -45,232 -99%
1 2
3
4

FTXR Hedge Fund Activity: Q3 2021 in Review

80 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in First Trust Nasdaq Transportation ETF (FTXR) for Q3 2021, worth a combined $975M — down 10% from $1.08B a quarter earlier.

Sellers outnumbered buyers: 11 funds closed out of FTXR and 9 opened new positions — a net loss of 2 holders — while 17 trimmed existing stakes and 48 added.

The largest buyer was First Trust Advisors, adding an estimated $5.4M. The largest seller was D.A. Davidson & Co, exiting entirely with an estimated $11.2M sold.

  • 80 institutional investors held First Trust Nasdaq Transportation ETF (FTXR) as of Q3 2021, down from 83 in Q2 2021.
  • Funds reported $975M of First Trust Nasdaq Transportation ETF stock for Q3 2021, down 10% quarter-over-quarter.
  • 9 funds opened new First Trust Nasdaq Transportation ETF positions in Q3 2021 and 11 closed out, a net change of -2 holders.
  • The largest First Trust Nasdaq Transportation ETF buyer in Q3 2021 was First Trust Advisors, an estimated $5.4M added.
  • The largest First Trust Nasdaq Transportation ETF seller in Q3 2021 was D.A. Davidson & Co, an estimated $11.2M sold.

Based on aggregated 13F filings for Q3 2021.