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First Trust Nasdaq Transportation ETF
FTXR

80 hedge funds and large institutions have $975M invested in First Trust Nasdaq Transportation ETF in 2021 Q3 according to their latest regulatory filings, with 9 funds opening new positions, 48 increasing their positions, 17 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

182% more repeat investments, than reductions

Existing positions increased: 48 | Existing positions reduced: 17

1.45% less ownership

Funds ownership: 91.62% → 90.16% (-1.5%)

4% less funds holding

Funds holding: 83 → 80 (-3)

10% less capital invested

Capital invested by funds: $1.08B → $975M (-$108M)

18% less first-time investments, than exits

New positions opened: 9 | Existing positions closed: 11

60% less funds holding in top 10

Funds holding in top 10: 5 → 2 (-3)

Holders
80
Holders Change
-3
Holders Change %
-3.61%
% of All Funds
1.4%
Holding in Top 10
2
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-60%
% of All Funds
0.04%
New
9
Increased
48
Reduced
17
Closed
11
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
First Trust Advisors
First Trust Advisors
Illinois
+$5.4M
2
Truist Financial
Truist Financial
North Carolina
+$4.91M
3
RJFSA
Raymond James Financial Services Advisors
Florida
+$4.04M
4
JAWM
J. Arnold Wealth Management
Ohio
+$2.47M
5
Wells Fargo
Wells Fargo
California
+$2.04M

Top Sellers

Rank Fund Capital Flow
1
DADC
D.A. Davidson & Co
Montana
-$11.2M
2
GIA
Gladstone Institutional Advisory
Florida
-$2.5M
3
LPL Financial
LPL Financial
California
-$2.05M
4
APA
American Portfolios Advisors
New York
-$1.45M
5
IAA
Independent Advisor Alliance
North Carolina
-$1.43M
Name Holding Trade Value Shares
Change 		Change in
Stake
SI
26
Stephens Inc
Arkansas
$3.33M +$254K +7,937 +8%
Goldman Sachs
27
Goldman Sachs
New York
$3.17M -$237K -7,402 -7%
OC
28
Oppenheimer & Co
New York
$2.72M +$713K +22,269 +34%
FTUS
29
Flow Traders U.S.
New York
$2.29M +$1.73M +53,958 +265%
AP
30
Atwood & Palmer
Missouri
$2.13M +$51.7K +1,615 +2%
SAM
31
Secure Asset Management
Michigan
$2.06M -$145K -4,524 -6%
HighTower Advisors
32
HighTower Advisors
Illinois
$1.81M +$31.9K +997 +2%
PWMAG
33
Pinnacle Wealth Management Advisory Group
New Jersey
$1.77M -$245K -7,645 -12%
Envestnet Asset Management
34
Envestnet Asset Management
Illinois
$1.6M +$63.9K +1,996 +4%
TWM
35
TriaGen Wealth Management
California
$1.54M +$23.1K +722 +1%
NFG
36
Next Financial Group
Texas
$1.53M +$140K +4,376 +10%
DWMG
37
DB Wealth Management Group
California
$1.27M -$225K -7,033 -15%
Susquehanna International Group
38
Susquehanna International Group
Pennsylvania
$1.23M -$691K -21,579 -35%
Citadel Advisors
39
Citadel Advisors
Florida
$1.19M +$388K +12,118 +46%
ATPW
40
Ashton Thomas Private Wealth
Arizona
$1.17M -$44.4K -1,387 -4%
TRCT
41
Tower Research Capital (TRC)
New York
$864K +$520K +16,218 +137%
Rockefeller Capital Management
42
Rockefeller Capital Management
New York
$832K +$137K +4,287 +19%
SFI
43
SPC Financial Inc
Maryland
$825K +$48.1K +1,503 +6%
WS
44
Wedbush Securities
California
$782K – – –
AWM
45
AE Wealth Management
Kansas
$777K +$209K +6,514 +35%
RIA
46
Regal Investment Advisors
Michigan
$719K +$108K +3,369 +17%
CAN
47
Claraphi Advisory Network
United States
$615K +$9.52K +297 +2%
SG
48
StoneX Group
New York
$607K +$28.6K +894 +5%
CA
49
Cetera Advisors
Colorado
$559K – – –
MOS
50
MGO One Seven
Ohio
$544K -$32 -1 -0%
1
2
3 4

FTXR Hedge Fund Activity: Q3 2021 in Review

80 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in First Trust Nasdaq Transportation ETF (FTXR) for Q3 2021, worth a combined $975M — down 10% from $1.08B a quarter earlier.

Sellers outnumbered buyers: 11 funds closed out of FTXR and 9 opened new positions — a net loss of 2 holders — while 17 trimmed existing stakes and 48 added.

The largest buyer was First Trust Advisors, adding an estimated $5.4M. The largest seller was D.A. Davidson & Co, exiting entirely with an estimated $11.2M sold.

  • 80 institutional investors held First Trust Nasdaq Transportation ETF (FTXR) as of Q3 2021, down from 83 in Q2 2021.
  • Funds reported $975M of First Trust Nasdaq Transportation ETF stock for Q3 2021, down 10% quarter-over-quarter.
  • 9 funds opened new First Trust Nasdaq Transportation ETF positions in Q3 2021 and 11 closed out, a net change of -2 holders.
  • The largest First Trust Nasdaq Transportation ETF buyer in Q3 2021 was First Trust Advisors, an estimated $5.4M added.
  • The largest First Trust Nasdaq Transportation ETF seller in Q3 2021 was D.A. Davidson & Co, an estimated $11.2M sold.

Based on aggregated 13F filings for Q3 2021.