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First Trust Nasdaq Transportation ETF
FTXR

71 hedge funds and large institutions have $994M invested in First Trust Nasdaq Transportation ETF in 2021 Q1 according to their latest regulatory filings, with 18 funds opening new positions, 34 increasing their positions, 16 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

500% more funds holding in top 10

Funds holding in top 10: 1 → 6 (+5)

200% more first-time investments, than exits

New positions opened: 18 | Existing positions closed: 6

113% more repeat investments, than reductions

Existing positions increased: 34 | Existing positions reduced: 16

30% more capital invested

Capital invested by funds: $764M → $994M (+$229M)

18% more funds holding

Funds holding: 60 → 71 (+11)

0.94% less ownership

Funds ownership: 94.08% → 93.14% (-0.94%)

Holders
71
Holders Change
+11
Holders Change %
+18.33%
% of All Funds
1.25%
Holding in Top 10
6
Holding in Top 10 Change
+5
Holding in Top 10 Change %
+500%
% of All Funds
0.11%
New
18
Increased
34
Reduced
16
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Wells Fargo
Wells Fargo
California
+$36.3M
2
JAWM
J. Arnold Wealth Management
Ohio
+$27.4M
3
Morgan Stanley
Morgan Stanley
New York
+$9M
4
DADC
D.A. Davidson & Co
Montana
+$8.96M
5
UBS Group
UBS Group
Switzerland
+$8.35M

Top Sellers

Rank Fund Capital Flow
1
LPL Financial
LPL Financial
California
-$23.5M
2
First Trust Advisors
First Trust Advisors
Illinois
-$14.7M
3
Envestnet Asset Management
Envestnet Asset Management
Illinois
-$1.53M
4
Bank of America
Bank of America
North Carolina
-$1.24M
5
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$1.18M
Name Holding Trade Value Shares
Change 		Change in
Stake
SI
26
Stephens Inc
Arkansas
$3.5M -$186K -6,056 -5%
Goldman Sachs
27
Goldman Sachs
New York
$3.34M -$104K -3,375 -3%
FAIM
28
Financial Advocates Investment Management
Washington
$2.97M +$558K +18,185 +25%
Osaic Holdings
29
Osaic Holdings
Arizona
$2.79M +$945K +30,778 +57%
AP
30
Atwood & Palmer
Missouri
$2.36M +$2.2M +71,795 New
SAM
31
Secure Asset Management
Michigan
$2.33M +$26.8K +874 +1%
PWMAG
32
Pinnacle Wealth Management Advisory Group
New Jersey
$1.93M +$1.8M +58,695 New
OC
33
Oppenheimer & Co
New York
$1.91M +$1.78M +57,912 New
Rockefeller Capital Management
34
Rockefeller Capital Management
New York
$1.73M +$1.61M +52,479 New
HighTower Advisors
35
HighTower Advisors
Illinois
$1.62M +$480K +15,633 +47%
TWM
36
TriaGen Wealth Management
California
$1.61M +$11.4K +373 +0.8%
IAA
37
Independent Advisor Alliance
North Carolina
$1.44M +$1.34M +43,708 New
ATPW
38
Ashton Thomas Private Wealth
Arizona
$1.29M +$113K +3,691 +10%
AFWM
39
AMJ Financial Wealth Management
Virginia
$1.07M +$1M +32,594 New
Cambridge Investment Research Advisors
40
Cambridge Investment Research Advisors
Iowa
$1.06M +$417K +13,584 +73%
Millennium Management
41
Millennium Management
New York
$989K +$922K +30,037 New
Envestnet Asset Management
42
Envestnet Asset Management
Illinois
$977K -$1.53M -49,826 -63%
SFI
43
SPC Financial Inc
Maryland
$837K -$11.5K -375 -1%
WS
44
Wedbush Securities
California
$835K +$128K +4,184 +20%
Susquehanna International Group
45
Susquehanna International Group
Pennsylvania
$704K -$1.18M -38,533 -64%
CAN
46
Claraphi Advisory Network
United States
$681K +$143K +4,658 +29%
SG
47
StoneX Group
New York
$593K +$106K +3,443 +24%
FFS
48
Founders Financial Securities
Maryland
$562K -$7.83K -255 -1%
HI
49
Horizon Investments
North Carolina
$562K +$524K +17,060 New
MOS
50
MGO One Seven
Ohio
$531K -$16.2K -528 -3%
1
2
3 4

FTXR Hedge Fund Activity: Q1 2021 in Review

71 of the 5,695 institutional investors tracked by Wall St. Rank reported a position in First Trust Nasdaq Transportation ETF (FTXR) for Q1 2021, worth a combined $994M — up 30% from $764M a quarter earlier.

Buyers outnumbered sellers: 18 funds opened new FTXR positions and 6 closed out — a net gain of 12 holders — while 34 added to existing stakes and 16 trimmed.

The largest buyer was Wells Fargo, adding an estimated $36.3M. The largest seller was LPL Financial, cutting an estimated $23.5M.

  • 71 institutional investors held First Trust Nasdaq Transportation ETF (FTXR) as of Q1 2021, up from 60 in Q4 2020.
  • Funds reported $994M of First Trust Nasdaq Transportation ETF stock for Q1 2021, up 30% quarter-over-quarter.
  • 18 funds opened new First Trust Nasdaq Transportation ETF positions in Q1 2021 and 6 closed out, a net change of +12 holders.
  • The largest First Trust Nasdaq Transportation ETF buyer in Q1 2021 was Wells Fargo, an estimated $36.3M added.
  • The largest First Trust Nasdaq Transportation ETF seller in Q1 2021 was LPL Financial, an estimated $23.5M sold.

Based on aggregated 13F filings for Q1 2021.