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First Trust Nasdaq Oil & Gas ETF
FTXN

100 hedge funds and large institutions have $176M invested in First Trust Nasdaq Oil & Gas ETF in 2023 Q3 according to their latest regulatory filings, with 15 funds opening new positions, 29 increasing their positions, 42 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

67% more first-time investments, than exits

New positions opened: 15 | Existing positions closed: 9

9% more capital invested

Capital invested by funds: $162M → $176M (+$14M)

5% more funds holding

Funds holding: 95 → 100 (+5)

0.53% more ownership

Funds ownership: 67.41% → 67.94% (+0.53%)

31% less repeat investments, than reductions

Existing positions increased: 29 | Existing positions reduced: 42

Holders
100
Holders Change
+5
Holders Change %
+5.26%
% of All Funds
1.59%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
15
Increased
29
Reduced
42
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RJFSA
Raymond James Financial Services Advisors
Florida
+$10.2M
2
IAIM
International Assets Investment Management
Florida
+$3.02M
3
LPL Financial
LPL Financial
California
+$2.65M
4
Comerica Bank
Comerica Bank
Texas
+$987K
5
Bank of Montreal
Bank of Montreal
Ontario, Canada
+$670K

Top Sellers

1
UBS Group
UBS Group
Switzerland
-$13.6M
2
Morgan Stanley
Morgan Stanley
New York
-$2.85M
3
KPWS
Kestra Private Wealth Services
Texas
-$1.41M
4
CAS
Coppell Advisory Solutions
Texas
-$1.26M
5
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$1.24M
Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$49.2M -$2.85M -98,222 -6%
LPL Financial
2
LPL Financial
California
$28.4M +$2.65M +91,505 +11%
RJFSA
3
Raymond James Financial Services Advisors
Florida
$20M +$10.2M +353,172 +113%
Wells Fargo
4
Wells Fargo
California
$8.76M -$1.16M -40,134 -12%
Envestnet Asset Management
5
Envestnet Asset Management
Illinois
$6.83M -$280K -9,657 -4%
Cambridge Investment Research Advisors
6
Cambridge Investment Research Advisors
Iowa
$4.8M +$552K +19,039 +14%
Osaic Holdings
7
Osaic Holdings
Arizona
$4.53M +$563K +19,430 +15%
RJA
8
Raymond James & Associates
Florida
$3.52M -$549K -18,931 -14%
IAIM
9
International Assets Investment Management
Florida
$3.18M +$3.02M +104,072 New
SA
10
SFI Advisors
New Jersey
$2.66M -$164K -5,663 -6%
PAG
11
Private Advisor Group
New Jersey
$1.77M +$13.2K +456 +0.8%
Stifel Financial
12
Stifel Financial
Missouri
$1.69M +$212K +7,325 +15%
Commonwealth Equity Services
13
Commonwealth Equity Services
Massachusetts
$1.56M -$673K -23,210 -31%
DC
14
Davenport & Co
Virginia
$1.49M -$4.9K -169 -0.3%
Truist Financial
15
Truist Financial
North Carolina
$1.49M +$82.1K +2,830 +6%
BFEC
16
Benjamin F. Edwards & Company
Missouri
$1.48M +$56.1K +1,934 +4%
Carson Wealth (CWM LLC)
17
Carson Wealth (CWM LLC)
Nebraska
$1.26M -$158K -5,459 -11%
SAM
18
Secure Asset Management
Michigan
$1.26M -$57.6K -1,987 -5%
AAS
19
Avantax Advisory Services
Texas
$1.24M -$19.2K -663 -2%
SCA
20
Snowden Capital Advisors
New York
$1.2M +$53.7K +1,852 +5%
PCH
21
PGIM Custom Harvest
New Jersey
$1.17M -$163K -5,609 -13%
Cetera Investment Advisers
22
Cetera Investment Advisers
Illinois
$1.15M +$151K +5,212 +16%
QPW
23
Quantum Private Wealth
Florida
$1.11M +$40.9K +1,410 +4%
KAS
24
Kestra Advisory Services
Texas
$1.08M -$398K -13,725 -28%
AWM
25
AE Wealth Management
Kansas
$1.04M -$171K -5,881 -14%
1
2 3 4 5

FTXN Hedge Fund Activity: Q3 2023 in Review

100 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in First Trust Nasdaq Oil & Gas ETF (FTXN) for Q3 2023, worth a combined $176M — up 8.6% from $162M a quarter earlier.

Buyers outnumbered sellers: 15 funds opened new FTXN positions and 9 closed out — a net gain of 6 holders — while 29 added to existing stakes and 42 trimmed.

The largest buyer was Raymond James Financial Services Advisors, adding an estimated $10.2M. The largest seller was UBS Group, cutting an estimated $13.6M.

  • 100 institutional investors held First Trust Nasdaq Oil & Gas ETF (FTXN) as of Q3 2023, up from 95 in Q2 2023.
  • Funds reported $176M of First Trust Nasdaq Oil & Gas ETF stock for Q3 2023, up 8.6% quarter-over-quarter.
  • 15 funds opened new First Trust Nasdaq Oil & Gas ETF positions in Q3 2023 and 9 closed out, a net change of +6 holders.
  • The largest First Trust Nasdaq Oil & Gas ETF buyer in Q3 2023 was Raymond James Financial Services Advisors, an estimated $10.2M added.
  • The largest First Trust Nasdaq Oil & Gas ETF seller in Q3 2023 was UBS Group, an estimated $13.6M sold.

Based on aggregated 13F filings for Q3 2023.