We are live on ! Find out more
FTXN icon

First Trust Nasdaq Oil & Gas ETF

20 hedge funds and large institutions have $12.3M invested in First Trust Nasdaq Oil & Gas ETF in 2020 Q4 according to their latest regulatory filings, with 5 funds opening new positions, 3 increasing their positions, 10 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

150% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 2

18% more funds holding

Funds holding: 1720 (+3)

12% more capital invested

Capital invested by funds: $11M → $12.3M (+$1.31M)

0.09% more ownership

Funds ownership: 68.63%68.73% (+0.09%)

70% less repeat investments, than reductions

Existing positions increased: 3 | Existing positions reduced: 10

Holders
20
Holders Change
+3
Holders Change %
+17.65%
% of All Funds
0.35%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
5
Increased
3
Reduced
10
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
1
LPL Financial
California
$6.62M +$634K +59,436 +12%
Carson Wealth (CWM LLC)
2
Carson Wealth (CWM LLC)
Nebraska
$909K
RJA
3
Raymond James & Associates
Florida
$906K +$372K +34,868 +81%
PCH
4
PGIM Custom Harvest
New Jersey
$740K +$680K +63,696 New
Truist Financial
5
Truist Financial
North Carolina
$721K -$124K -11,628 -16%
Goldman Sachs
6
Goldman Sachs
New York
$548K -$1.07K -100 -0.2%
Citadel Advisors
7
Citadel Advisors
Florida
$411K -$18.6K -1,739 -5%
Osaic Holdings
8
Osaic Holdings
Arizona
$383K -$186K -17,410 -35%
SPIA
9
Steward Partners Investment Advisory
New York
$260K +$239K +22,375 New
AWM
10
AE Wealth Management
Kansas
$210K +$193K +18,098 New
SS
11
Simplicity Solutions
Minnesota
$208K +$191K +17,904 New
Susquehanna International Group
12
Susquehanna International Group
Pennsylvania
$138K -$491K -46,020 -79%
RJFSA
13
Raymond James Financial Services Advisors
Florida
$123K -$39.7K -3,720 -26%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$36K -$160K -14,950 -83%
CFGS
15
Concourse Financial Group Securities
Alabama
$34K +$31.5K +2,953 New
APA
16
American Portfolios Advisors
New York
$25K -$800 -75 -3%
Bank of America
17
Bank of America
North Carolina
$22K -$984K -92,245 -98%
FWM
18
Focused Wealth Management
New York
$11K +$11 +1 +0.1%
UBS Group
19
UBS Group
Switzerland
$7K -$29.7K -2,780 -81%
SPC
20
Sigma Planning Corp
Michigan
-$1.1M -118,367 Closed
KPW
21
Kore Private Wealth
New York
-$111K -11,879 Closed

FTXN Hedge Fund Activity: Q4 2020 in Review

20 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in First Trust Nasdaq Oil & Gas ETF (FTXN) for Q4 2020, worth a combined $12.3M — up 12% from $11M a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new FTXN positions and 2 closed out — a net gain of 3 holders — while 3 added to existing stakes and 10 trimmed.

The largest buyer was LPL Financial, adding an estimated $634K. The largest seller was Sigma Planning Corp, exiting entirely with an estimated $1.1M sold.

  • 20 institutional investors held First Trust Nasdaq Oil & Gas ETF (FTXN) as of Q4 2020, up from 17 in Q3 2020.
  • Funds reported $12.3M of First Trust Nasdaq Oil & Gas ETF stock for Q4 2020, up 12% quarter-over-quarter.
  • 5 funds opened new First Trust Nasdaq Oil & Gas ETF positions in Q4 2020 and 2 closed out, a net change of +3 holders.
  • The largest First Trust Nasdaq Oil & Gas ETF buyer in Q4 2020 was LPL Financial, an estimated $634K added.
  • The largest First Trust Nasdaq Oil & Gas ETF seller in Q4 2020 was Sigma Planning Corp, an estimated $1.1M sold.

Based on aggregated 13F filings for Q4 2020.