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First Trust Nasdaq Oil & Gas ETF

26 hedge funds and large institutions have $32.8M invested in First Trust Nasdaq Oil & Gas ETF in 2021 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 7 increasing their positions, 8 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

4.48% more ownership

Funds ownership: 70.4%74.88% (+4.5%)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

0% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 6

4% less funds holding

Funds holding: 2726 (-1)

13% less repeat investments, than reductions

Existing positions increased: 7 | Existing positions reduced: 8

33% less capital invested

Capital invested by funds: $48.9M → $32.8M (-$16.1M)

Holders
26
Holders Change
-1
Holders Change %
-3.7%
% of All Funds
0.46%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
6
Increased
7
Reduced
8
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
JAWM
1
J. Arnold Wealth Management
Ohio
$9.76M +$305K +18,075 +4%
Morgan Stanley
2
Morgan Stanley
New York
$7.53M +$6.67M +395,714 New
BFEC
3
Benjamin F. Edwards & Company
Missouri
$3.29M -$42.3K -2,509 -1%
HFP
4
Holistic Financial Partners
Indiana
$3.19M +$290K +17,221 +11%
LPL Financial
5
LPL Financial
California
$1.54M -$7.92M -469,900 -85%
RJA
6
Raymond James & Associates
Florida
$1.53M -$9.93K -589 -0.7%
PCH
7
PGIM Custom Harvest
New Jersey
$1.13M
Osaic Holdings
8
Osaic Holdings
Arizona
$1.02M +$157K +9,346 +21%
Citadel Advisors
9
Citadel Advisors
Florida
$723K +$641K +38,023 New
AWM
10
AE Wealth Management
Kansas
$720K +$35.7K +2,118 +6%
Goldman Sachs
11
Goldman Sachs
New York
$506K
Janney Montgomery Scott
12
Janney Montgomery Scott
Pennsylvania
$353K +$313K +18,549 New
KPWS
13
Kestra Private Wealth Services
Texas
$341K -$6.52K -387 -2%
RJFSA
14
Raymond James Financial Services Advisors
Florida
$268K -$14.4M -856,577 -98%
Stifel Financial
15
Stifel Financial
Missouri
$265K +$235K +13,939 New
AAS
16
Avantax Advisory Services
Texas
$230K +$152 +9 +0.1%
APA
17
American Portfolios Advisors
New York
$76.9K +$15.4K +913 +29%
CFGS
18
Concourse Financial Group Securities
Alabama
$65K +$7.45K +442 +15%
FA
19
Flagstar Advisors
New York
$58K +$51.7K +3,067 New
Royal Bank of Canada
20
Royal Bank of Canada
Ontario, Canada
$45K -$104K -6,185 -72%
RTL
21
Red Tortoise LLC
Georgia
$43K +$29.3K +1,737 New
GWM
22
Geneos Wealth Management
Colorado
$38K
SPIA
23
Steward Partners Investment Advisory
New York
$25K
FWM
24
Focused Wealth Management
New York
$12K -$5.44K -323 -34%
VRM
25
Vectors Research Management
New York
$9K -$6.74K -400 -45%

FTXN Hedge Fund Activity: Q3 2021 in Review

26 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in First Trust Nasdaq Oil & Gas ETF (FTXN) for Q3 2021, worth a combined $32.8M — down 33% from $48.9M a quarter earlier.

Fund positioning in FTXN was balanced in Q3 2021: 6 funds opened new positions, 6 closed out, 7 added to existing stakes and 8 trimmed.

The largest buyer was Morgan Stanley, opening a new position worth an estimated $6.67M. The largest seller was Raymond James Financial Services Advisors, cutting an estimated $14.4M.

  • 26 institutional investors held First Trust Nasdaq Oil & Gas ETF (FTXN) as of Q3 2021, down from 27 in Q2 2021.
  • Funds reported $32.8M of First Trust Nasdaq Oil & Gas ETF stock for Q3 2021, down 33% quarter-over-quarter.
  • 6 funds opened new First Trust Nasdaq Oil & Gas ETF positions in Q3 2021 and 6 closed out, a net change of 0 holders.
  • The largest First Trust Nasdaq Oil & Gas ETF buyer in Q3 2021 was Morgan Stanley, an estimated $6.67M added.
  • The largest First Trust Nasdaq Oil & Gas ETF seller in Q3 2021 was Raymond James Financial Services Advisors, an estimated $14.4M sold.

Based on aggregated 13F filings for Q3 2021.