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First Trust Global Tactical Commodity Strategy Fund
FTGC

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$17.2M +$8.86M +530,815 +110%
LPL Financial
2
LPL Financial
California
$16.5M +$14.9M +890,498 +1,090%
Wells Fargo
3
Wells Fargo
California
$14.9M +$5.91M +353,847 +68%
Bank of America
4
Bank of America
North Carolina
$6.79M +$3.69M +221,267 +124%
Envestnet Asset Management
5
Envestnet Asset Management
Illinois
$6.62M -$246K -14,736 -4%
UBS Group
6
UBS Group
Switzerland
$6.19M +$1.52M +91,136 +33%
CAG
7
Csenge Advisory Group
Florida
$4.13M +$736K +44,103 +22%
KCM
8
Karp Capital Management
California
$3.66M +$422K +25,291 +13%
AWM
9
AllSquare Wealth Management
New York
$3.22M -$128K -7,683 -4%
BCI
10
Brinker Capital Investments
Pennsylvania
$2.34M -$1.5M -90,038 -40%
Stifel Financial
11
Stifel Financial
Missouri
$1.75M +$952K +57,027 +125%
Commonwealth Equity Services
12
Commonwealth Equity Services
Massachusetts
$1.6M +$1.58M +94,364 New
CS
13
Comerica Securities
Michigan
$1.54M +$1.51M +90,436 New
KAS
14
Kestra Advisory Services
Texas
$1.43M +$1.41M +84,236 New
Susquehanna International Group
15
Susquehanna International Group
Pennsylvania
$1.21M +$361K +21,636 +44%
MIAN
16
Mariner Independent Advisor Network
Kansas
$1.04M +$1.02M +61,078 New
Cambridge Investment Research Advisors
17
Cambridge Investment Research Advisors
Iowa
$941K +$255K +15,274 +38%
Osaic Holdings
18
Osaic Holdings
Arizona
$901K +$483K +28,931 +119%
OPS
19
Orion Portfolio Solutions
Nebraska
$881K -$60.1K -3,602 -6%
SIG
20
Sargent Investment Group
Maryland
$795K +$782K +46,835 New
FEG
21
Financial Enhancement Group
Indiana
$682K -$3.14K -188 -0.5%
AW
22
ACG Wealth
Georgia
$666K +$655K +39,220 New
SFG
23
SNS Financial Group
Minnesota
$663K -$127K -7,578 -16%
OMC
24
Old Mission Capital
Illinois
$601K +$591K +35,385 New
CWA
25
Clarus Wealth Advisors
Arizona
$583K -$4.12K -247 -0.7%
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