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First Trust Global Tactical Commodity Strategy Fund
FTGC

Name Holding Trade Value Shares
Change 		Change in
Stake
Wells Fargo
1
Wells Fargo
California
$48M -$8.98M -392,788 -15%
Morgan Stanley
2
Morgan Stanley
New York
$22.1M -$4.78M -208,950 -17%
EMA
3
Efficient Market Advisors
California
$17M +$10.8M +471,160 +159%
USAA
4
United Services Automobile Association
Texas
$15.4M +$2.35M +102,700 +17%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$10.8M -$536K -23,470 -5%
RJFSA
6
Raymond James Financial Services Advisors
Florida
$6.57M +$6.75M +295,391 New
CC
7
Curian Capital
Colorado
$4.18M -$12.4M -540,378 -74%
CS
8
Comerica Securities
Michigan
$3.65M +$230K +10,079 +7%
UBS Group
9
UBS Group
Switzerland
$3.29M -$5.73M -250,500 -63%
HFS
10
HL Financial Services
Kentucky
$2.94M +$59.5K +2,601 +2%
Envestnet Asset Management
11
Envestnet Asset Management
Illinois
$2.37M +$1.17M +51,106 +92%
SFG
12
SNS Financial Group
Minnesota
$1.77M -$82.4K -3,603 -4%
SCM
13
Stonehearth Capital Management
Massachusetts
$1.39M +$1.43M +62,570 New
Janney Montgomery Scott
14
Janney Montgomery Scott
Pennsylvania
$1.36M +$13K +567 +0.9%
GWM
15
Gupta Wealth Management
California
$858K -$22.9K -1,000 -3%
UCFA
16
United Capital Financial Advisors
Texas
$778K -$62.2K -2,721 -7%
BCI
17
Brinker Capital Investments
Pennsylvania
$727K -$536K -23,433 -42%
FHA
18
First Horizon Advisors
Tennessee
$680K -$61.7K -2,701 -8%
HH
19
Hilltop Holdings
Texas
$614K +$9.14K +400 +1%
DADC
20
D.A. Davidson & Co
Montana
$579K +$309K +13,538 +108%
LTFS
21
Ladenburg Thalmann Financial Services
Florida
$550K +$336K +14,689 +146%
LPL Financial
22
LPL Financial
California
$505K -$1.15M -50,166 -69%
LPT
23
Legacy Private Trust
Wisconsin
$439K +$451K +19,727 New
Bank of America
24
Bank of America
North Carolina
$420K -$540K -23,622 -56%
Stifel Financial
25
Stifel Financial
Missouri
$371K -$251K -10,981 -40%
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